Filing Details

Accession Number:
0001140361-13-028384
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-18 17:47:53
Reporting Period:
2013-07-16
Filing Date:
2013-07-18
Accepted Time:
2013-07-18 17:47:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1140028 Talon Therapeutics Inc. TLON Pharmaceutical Preparations (2834) 320064979
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
929408 Warburg Pincus & Co. 450 Lexington Avenue
New York NY 10017
Yes No Yes No
1162870 Warburg Pincus Llc 450 Lexington Avenue
New York NY 10017
No No Yes No
1220638 P. Joseph Landy C/O Warburg Pincus &Amp; Co.
450 Lexington Avenue
New York NY 10017
No No Yes No
1239318 R Charles Kaye C/O Warburg Pincus &Amp; Co.
450 Lexington Avenue
New York NY 10017
No No Yes No
1322709 Warburg Pincus Partners Llc C/O Warburg Pincus &Amp; Co.
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1414561 Warburg Pincus X, L.p. C/O Warburg Pincus &Amp; Co.
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1414564 Warburg Pincus X Llc C/O Warburg Pincus &Amp; Co.
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1414565 Warburg Pincus Private Equity X, L.p. C/O Warburg Pincus &Amp; Co.
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1451560 Warburg Pincus X Partners, L.p. C/O Warburg Pincus &Amp; Co.
450 Lexington Avenue
New York NY 10017
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value ("Common Stock") Acquisiton 2013-07-16 65,016,890 $0.74 65,016,890 No 4 C Indirect See footnotes
Common Stock Acquisiton 2013-07-16 37,775,503 $0.30 102,792,393 No 4 C Indirect See footnotes
Common Stock Acquisiton 2013-07-16 49,537,551 $0.35 152,329,944 No 4 C Indirect See footnotes
Common Stock Disposition 2013-07-16 152,329,944 $0.06 0 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnotes
No 4 C Indirect See footnotes
No 4 C Indirect See footnotes
No 4 S Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-1 Convertible Preferred Stock, $0.001 Par Value Disposition 2013-07-16 360,000 $100.00 63,037,004 $0.74
Common Stock Series A-1 Preferred Stock Disposition 2013-07-16 11,307 $100.00 1,979,886 $0.74
Common Stock Series A-2 Convertible Preferred Stock, $0.001 Par Value Disposition 2013-07-16 99,000 $100.00 37,775,503 $0.30
Common Stock Series A-3 Convertible Preferred Stock, $0.001 Par Value Disposition 2013-07-16 27,000 $100.00 8,460,526 $0.35
Common Stock Series A-3 Preferred Stock Disposition 2013-07-16 54,000 $100.00 16,737,865 $0.35
Common Stock Series A-3 Preferred Stock Disposition 2013-07-16 27,000 $100.00 8,189,762 $0.35
Common Stock Series A-3 Preferred Stock Disposition 2013-07-16 54,000 $100.00 16,149,398 $0.35
Series A-3 Convertible Preferred Stock Right to Acquire Series A-3 Convertible Preferred Stock Disposition 2013-07-16 420,000 $0.00 420,000 $100.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-06-07 No 4 C Indirect
0 2010-09-10 No 4 C Indirect
0 2012-01-09 No 4 C Indirect
0 2012-07-03 No 4 C Indirect
0 2012-08-17 No 4 C Indirect
0 2012-11-14 No 4 C Indirect
0 2013-01-11 No 4 C Indirect
0 2012-01-09 No 4 J Indirect
Footnotes
  1. See Exhibit 99.1; Note 1.
  2. See Exhibit 99.1; Note 2.
  3. See Exhibit 99.1; Note 3.
  4. See Exhibit 99.1; Note 4.
  5. See Exhibit 99.1; Note 5.