Filing Details
- Accession Number:
- 0001140361-13-028384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-18 17:47:53
- Reporting Period:
- 2013-07-16
- Filing Date:
- 2013-07-18
- Accepted Time:
- 2013-07-18 17:47:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1140028 | Talon Therapeutics Inc. | TLON | Pharmaceutical Preparations (2834) | 320064979 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
929408 | Warburg Pincus & Co. | 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1162870 | Warburg Pincus Llc | 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1220638 | P. Joseph Landy | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1239318 | R Charles Kaye | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1322709 | Warburg Pincus Partners Llc | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1414561 | Warburg Pincus X, L.p. | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1414564 | Warburg Pincus X Llc | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1414565 | Warburg Pincus Private Equity X, L.p. | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1451560 | Warburg Pincus X Partners, L.p. | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value ("Common Stock") | Acquisiton | 2013-07-16 | 65,016,890 | $0.74 | 65,016,890 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2013-07-16 | 37,775,503 | $0.30 | 102,792,393 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2013-07-16 | 49,537,551 | $0.35 | 152,329,944 | No | 4 | C | Indirect | See footnotes |
Common Stock | Disposition | 2013-07-16 | 152,329,944 | $0.06 | 0 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnotes |
No | 4 | C | Indirect | See footnotes |
No | 4 | C | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Convertible Preferred Stock, $0.001 Par Value | Disposition | 2013-07-16 | 360,000 | $100.00 | 63,037,004 | $0.74 |
Common Stock | Series A-1 Preferred Stock | Disposition | 2013-07-16 | 11,307 | $100.00 | 1,979,886 | $0.74 |
Common Stock | Series A-2 Convertible Preferred Stock, $0.001 Par Value | Disposition | 2013-07-16 | 99,000 | $100.00 | 37,775,503 | $0.30 |
Common Stock | Series A-3 Convertible Preferred Stock, $0.001 Par Value | Disposition | 2013-07-16 | 27,000 | $100.00 | 8,460,526 | $0.35 |
Common Stock | Series A-3 Preferred Stock | Disposition | 2013-07-16 | 54,000 | $100.00 | 16,737,865 | $0.35 |
Common Stock | Series A-3 Preferred Stock | Disposition | 2013-07-16 | 27,000 | $100.00 | 8,189,762 | $0.35 |
Common Stock | Series A-3 Preferred Stock | Disposition | 2013-07-16 | 54,000 | $100.00 | 16,149,398 | $0.35 |
Series A-3 Convertible Preferred Stock | Right to Acquire Series A-3 Convertible Preferred Stock | Disposition | 2013-07-16 | 420,000 | $0.00 | 420,000 | $100.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-06-07 | No | 4 | C | Indirect | |
0 | 2010-09-10 | No | 4 | C | Indirect | |
0 | 2012-01-09 | No | 4 | C | Indirect | |
0 | 2012-07-03 | No | 4 | C | Indirect | |
0 | 2012-08-17 | No | 4 | C | Indirect | |
0 | 2012-11-14 | No | 4 | C | Indirect | |
0 | 2013-01-11 | No | 4 | C | Indirect | |
0 | 2012-01-09 | No | 4 | J | Indirect |
Footnotes
- See Exhibit 99.1; Note 1.
- See Exhibit 99.1; Note 2.
- See Exhibit 99.1; Note 3.
- See Exhibit 99.1; Note 4.
- See Exhibit 99.1; Note 5.