Filing Details
- Accession Number:
- 0001488590-13-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-18 17:02:57
- Reporting Period:
- 2013-07-16
- Filing Date:
- 2013-07-18
- Accepted Time:
- 2013-07-18 17:02:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1488590 | L. Phillip Batchelor | One Baxter Parkway Deerfield IL 60015 | Corporate Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1 Par Value | Acquisiton | 2013-07-16 | 5,850 | $27.13 | 22,933 | No | 4 | M | Direct | |
Common Stock, $1 Par Value | Disposition | 2013-07-16 | 5,850 | $73.00 | 17,083 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $1 Par Value | Stock Option, Right to Buy | Acquisiton | 2013-07-16 | 5,850 | $0.00 | 5,850 | $27.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-11-18 | 2013-11-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $1 Par Value | 4,891 | Indirect | By 401(k) Plan |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan.
- All shares sold at $73,00.