Filing Details
- Accession Number:
- 0001144204-13-040146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-18 16:53:21
- Reporting Period:
- 2013-07-16
- Filing Date:
- 2013-07-18
- Accepted Time:
- 2013-07-18 16:53:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102993 | Liveperson Inc | LPSN | Services-Prepackaged Software (7372) | 133861628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1434180 | I. Michael Kovach | C/O Liveperson, Inc. 475 Tenth Avenue, 5Th Floor New York NY 10018 | Svp, Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-16 | 11,732 | $7.02 | 13,532 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-16 | 11,732 | $9.75 | 1,800 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-17 | 10,000 | $7.02 | 11,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-17 | 10,000 | $10.00 | 1,800 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-17 | 10,000 | $1.79 | 11,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-17 | 10,000 | $10.25 | 1,800 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-16 | 11,732 | $0.00 | 11,732 | $7.02 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-17 | 10,000 | $0.00 | 10,000 | $7.02 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-17 | 10,000 | $0.00 | 10,000 | $1.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2020-06-17 | No | 4 | M | Direct | |
| 0 | 2020-06-17 | No | 4 | M | Direct | |
| 10,000 | 2019-03-05 | No | 4 | M | Direct |
Footnotes
- Held in a joint account with the Reporting Person's spouse.
- The option is fully vested and currently exercisable.
Billionaire Hedge Funds
