Filing Details
- Accession Number:
- 0001225208-13-016311
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-17 16:14:35
- Reporting Period:
- 2013-07-16
- Filing Date:
- 2013-07-17
- Accepted Time:
- 2013-07-17 16:14:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566079 | Marianne Lake | Jpmorgan Chase &Amp; Co. 270 Park Avenue New York NY 10017-2070 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-16 | 9,160 | $39.96 | 18,774 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-16 | 8,049 | $55.10 | 10,725 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-07-16 | 8,940 | $55.13 | 1,785 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-07-16 | 9,160 | $0.00 | 9,160 | $39.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-11 | No | 4 | M | Direct |
Footnotes
- Stock Appreciation Rights, which have a ten-year term, became exercisable in full on January 25, 2006.
Billionaire Hedge Funds
