Filing Details
- Accession Number:
- 0001140361-13-028268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-17 16:02:03
- Reporting Period:
- 2013-07-16
- Filing Date:
- 2013-07-17
- Accepted Time:
- 2013-07-17 16:02:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825202 | Royce Focus Trust Inc | FUND | (0) | 592876580 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185838 | Whitney W George | C/O Royce &Amp; Associates Llc 745 Fifth Ave New York NY 10151 | Vice President | Yes | Yes | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-16 | 19,512 | $7.20 | 1,585,401 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 716,304 | Indirect | Held by Spouse |
Common Stock | 313,843 | Indirect | Held by children |
Common Stock | 136,634 | Indirect | Held in a Trust |
Footnotes
- Shares held in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.