Filing Details
- Accession Number:
- 0001137411-13-000121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-17 15:54:05
- Reporting Period:
- 2013-07-15
- Filing Date:
- 2013-07-17
- Accepted Time:
- 2013-07-17 15:54:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191568 | M Barry Abzug | M/S 124-303 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Sr. Vp, Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-15 | 5,345 | $44.85 | 19,326 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-15 | 1,726 | $57.92 | 21,052 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-15 | 600 | $30.39 | 21,652 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-15 | 3,116 | $68.00 | 18,536 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-16 | 5,255 | $44.85 | 23,791 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-16 | 7,274 | $57.92 | 31,065 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-16 | 4,200 | $30.39 | 35,265 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-16 | 16,729 | $68.00 | 18,536 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-07-15 | 5,345 | $0.00 | 5,345 | $44.85 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-07-15 | 1,726 | $0.00 | 1,726 | $57.92 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-07-15 | 600 | $0.00 | 600 | $30.39 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-07-16 | 5,255 | $0.00 | 5,255 | $44.85 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-07-16 | 7,274 | $0.00 | 7,274 | $57.92 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-07-16 | 4,200 | $0.00 | 4,200 | $30.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,255 | 2015-11-17 | No | 4 | M | Direct | |
7,274 | 2016-11-09 | No | 4 | M | Direct | |
24,200 | 2018-11-21 | No | 4 | M | Direct | |
0 | 2015-11-17 | No | 4 | M | Direct | |
0 | 2016-11-09 | No | 4 | M | Direct | |
20,000 | 2018-11-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 39 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of July 1, 2013.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2013.
- Stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2013.