Filing Details
- Accession Number:
- 0000904454-13-000822
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-16 20:30:23
- Reporting Period:
- 2013-07-15
- Filing Date:
- 2013-07-16
- Accepted Time:
- 2013-07-16 20:30:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1274644 | Ocera Therapeutics Inc. | OCRX | Pharmaceutical Preparations (2834) | 631192270 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1354718 | K Brian Halak | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-15 | 988,285 | $6.03 | 988,285 | No | 4 | P | Indirect | By Domain Partners VIII, L.P. |
Common Stock | Acquisiton | 2013-07-15 | 7,333 | $6.03 | 7,333 | No | 4 | P | Indirect | By DP VIII Associates, L.P. |
Common Stock | Acquisiton | 2013-07-15 | 331,873 | $6.03 | 1,897,336 | No | 4 | P | Indirect | By Domain Partners VI, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Domain Partners VIII, L.P. |
No | 4 | P | Indirect | By DP VIII Associates, L.P. |
No | 4 | P | Indirect | By Domain Partners VI, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,731 | Indirect | By DP VI Associates, L.P. |
Common Stock | 47,963 | Indirect | By Domain Associates, LLC |
Footnotes
- The Reporting Person is a Managing Member of (i) One Palmer Square Associates VIII, LLC, which is the sole general partner of Domain Partners VIII, L.P. and DP VIII Associates, L.P., (ii) One Palmer Square Associates VI, LLC, which is the sole general partner of Domain Partners VI, L.P. and DP VI Associates, L.P., and (iii) Domain Associates, LLC. Pursuant to Instruction (4)(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.