Filing Details
- Accession Number:
- 0001179110-13-011822
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-16 16:22:55
- Reporting Period:
- 2013-07-12
- Filing Date:
- 2013-07-16
- Accepted Time:
- 2013-07-16 16:22:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528579 | Bradley Rencher | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Svp & Gm, Digital Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-12 | 2,704 | $22.13 | 22,601 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-12 | 348 | $18.38 | 22,949 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-12 | 44,791 | $36.81 | 67,740 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-12 | 48,581 | $48.30 | 19,159 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2013-07-12 | 2,704 | $0.00 | 2,704 | $22.13 |
| Common Stock | Stock Options (right to buy) | Disposition | 2013-07-12 | 348 | $0.00 | 348 | $18.38 |
| Common Stock | Stock Options (right to buy) | Disposition | 2013-07-12 | 44,791 | $0.00 | 44,791 | $36.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 387 | 2013-07-12 | 2019-07-30 | No | 4 | M | Direct |
| 0 | 2013-07-12 | 2019-02-26 | No | 4 | M | Direct |
| 5,209 | 2013-07-12 | 2016-11-16 | No | 4 | M | Direct |
Footnotes
- Includes 777 shares acquired on June 28, 2013 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.
- This transaction was executed in multiple trades at prices ranging from $48.25 to $48.383. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Vests at a rate of 25% of the original grant of 18,545 shares on July 31, 2010, and 2.08% per month for 36 months thereafter.
- Options are fully vested and exercisable.
- Options granted November 16, 2009 vest at a rate of 25% on the first anniversary of the grant date, and 2.08% per month for 36 months thereafter.
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