Filing Details
- Accession Number:
- 0001209191-13-036795
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-16 12:09:41
- Reporting Period:
- 2013-07-12
- Filing Date:
- 2013-07-16
- Accepted Time:
- 2013-07-16 12:09:41
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186581 | Elizabeth Mary Oflen Van | The Kroger Co. 1014 Vine Street Cincinnati OH 45202 | Vice President & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-07-12 | 194 | $37.63 | 26,519 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-07-15 | 3,000 | $0.00 | 29,519 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2013-07-15 | 6,000 | $16.39 | 35,519 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-15 | 5,900 | $37.89 | 29,619 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-15 | 100 | $37.90 | 29,519 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Disposition | 2013-07-15 | 6,000 | $0.00 | 6,000 | $16.39 |
| Common Stock | Non-Qualified Stock Option | Acquisiton | 2013-07-15 | 8,000 | $0.00 | 8,000 | $37.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,000 | 2015-05-05 | No | 4 | M | Direct | |
| 8,000 | 2023-07-15 | No | 4 | A | Direct |
Footnotes
- Payment of tax liability associated with restricted stock.
- Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
- The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
- These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
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