Filing Details
- Accession Number:
- 0001209191-13-036705
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-15 20:40:55
- Reporting Period:
- 2013-07-10
- Filing Date:
- 2013-07-15
- Accepted Time:
- 2013-07-15 20:40:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463258 | Renewable Energy Group Inc. | REGI | Industrial Organic Chemicals (2860) | 264785427 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1477461 | Jonathan Koch | 10 Bank Street, Suite 580 White Plains NY 10606 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 | Disposition | 2013-07-10 | 102,321 | $14.96 | 2,965,779 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.0001 | Disposition | 2013-07-11 | 247,904 | $13.90 | 2,717,875 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.0001 | Disposition | 2013-07-12 | 107,110 | $14.38 | 2,610,765 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Footnotes
- Sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the selling party on May 30, 2013.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.55 to $15.49, inclusive.
- The reporting person undertakes to provide to Renewable Energy Group, Inc. (REGI), any security holder of REGI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes of this Form 4.
- Includes 1,454,741 shares of Common Stock and 755,519 shares of Series B Preferred Stock, which shares are convertible (assuming no accrued and unpaid dividends and no adjustments to the conversion price) into 1,511,038 shares of Common Stock.
- Jonathan Koch is a director of the issuer. Other previous reporting owners, including USRG Power & Biofuels Fund II, LP, USRG Power & Biofuels Fund II-A, LP, USRG Holdco V, LLC, USRG Power & Biofuels Fund II GP, LLC, and USRG Management Company, LLC, are no longer subject to Section 16 as ownership is below ten percent.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.93, inclusive.
- Includes 1,206,837 shares of Common Stock and 755,519 shares of Series B Preferred Stock, which shares are convertible (assuming no accrued and unpaid dividends and no adjustments to the conversion price) into 1,511,038 shares of Common Stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.92 to $14.70, inclusive.
- Includes 1,099,727 shares of Common Stock and 755,519 shares of Series B Preferred Stock, which shares are convertible (assuming no accrued and unpaid dividends and no adjustments to the conversion price) into 1,511,038 shares of Common Stock.