Filing Details
- Accession Number:
- 0001203311-13-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-15 19:58:41
- Reporting Period:
- 2013-07-11
- Filing Date:
- 2013-07-15
- Accepted Time:
- 2013-07-15 19:58:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216477 | E Todd Simpson | 21823 30Th Drive Se Bothell WA 98021 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-11 | 1,486 | $12.16 | 115,443 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-11 | 1,486 | $36.94 | 113,957 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-11 | 43,514 | $12.00 | 157,471 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-11 | 43,514 | $36.94 | 113,957 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-12 | 18,361 | $12.00 | 132,318 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-12 | 18,361 | $37.94 | 113,957 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-12 | 29,166 | $15.46 | 143,123 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-12 | 29,166 | $37.94 | 113,957 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-07-11 | 43,514 | $0.00 | 43,514 | $12.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-07-12 | 18,361 | $0.00 | 18,361 | $12.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-07-11 | 1,486 | $0.00 | 1,486 | $12.16 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-07-12 | 29,166 | $0.00 | 29,166 | $15.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 38,153 | 2020-08-27 | No | 4 | M | Direct | |
| 19,792 | 2020-08-27 | No | 4 | M | Direct | |
| 2,972 | 2019-08-25 | No | 4 | M | Direct | |
| 31,033 | 2021-08-24 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Simpson on May 30, 2013.
- Amount of securities beneficially owned following reported transactions includes 41,220 Restricted Stock Units subject to vesting.
- Shares shall vest at a rate of 25% on 8/27/11 and monthly thereafter until all the shares are fully vested on 8/27/14.
- Shares shall vest at a rate of 25% on 8/25/10 and monthly thereafter until all the shares are fully vested on 8/25/13.
- Shares shall vest at a rate of 25% on 8/24/12 and monthly thereafter until all the shares are fully vested on 8/24/15.
Billionaire Hedge Funds
