Filing Details
- Accession Number:
- 0001495525-13-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-15 19:04:08
- Reporting Period:
- 2013-07-12
- Filing Date:
- 2013-07-15
- Accepted Time:
- 2013-07-15 19:04:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
711065 | Applied Micro Circuits Corp | AMCC | Semiconductors & Related Devices (3674) | 942586591 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246494 | Hector Berardi | 215 Moffett Park Drive Sunnyvale CA 94089 | Vp Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-12 | 20,000 | $7.67 | 48,521 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-12 | 20,000 | $9.69 | 28,521 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-07-12 | 20,000 | $0.00 | 20,000 | $7.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-08-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- These shares are represented by a Restricted Stock Unit vesting 26.7% on August 15, 2009, and the balance vesting 1/16 per quarter until fully vested in four years.