Filing Details
- Accession Number:
- 0000945836-13-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-15 18:38:10
- Reporting Period:
- 2013-07-12
- Filing Date:
- 2013-07-15
- Accepted Time:
- 2013-07-15 18:38:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
728385 | Midwest Energy Emissions Corp. | MEEC | Measuring & Controlling Devices, Nec (3829) | 870398271 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1524386 | Richard Macpherson | 34 Cedarbank Terrace Halifax A5 B3P 2TR | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-12 | 506,920 | $0.50 | 506,920 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-12 | 1,234,164 | $0.50 | 18,553,225 | No | 4 | M | Indirect | By 3253517 Nova Scotia Limited |
Common Stock | Disposition | 2013-07-12 | 1,000,000 | $0.00 | 17,553,225 | No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
Common Stock | Disposition | 2013-07-12 | 1,000,000 | $0.00 | 16,553,225 | No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Indirect | By 3253517 Nova Scotia Limited |
No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Units | 12% Convertible Promissory Note | Disposition | 2013-07-12 | 0 | $252,199.00 | 0 | $0.50 |
Units | 12% Convertible Promissory Note | Disposition | 2013-07-12 | 0 | $614,012.00 | 0 | $0.50 |
Common Stock | Warrants | Acquisiton | 2013-07-12 | 126,730 | $0.00 | 126,730 | $0.75 |
Common Stock | Warrants | Acquisiton | 2013-07-12 | 308,541 | $0.00 | 308,541 | $0.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-06-27 | 2016-06-27 | No | 4 | M | Direct |
0 | 2013-06-27 | 2016-06-27 | No | 4 | M | Indirect |
126,730 | 2013-07-12 | 2015-07-12 | No | 4 | M | Direct |
308,541 | 2013-07-12 | 2015-07-12 | No | 4 | M | Indirect |
Footnotes
- Pursuant to a notice of conversion, the Reporting Person converted a promissory note with a principal balance of $252,199 and accrued interest of $1,261 into 506,920 Units of the Issuer, with each Unit consisting of one share of common stock and one warrant to purchase 0.25 additional shares of common stock at $0.75 per share.
- Pursuant to a notice of conversion, 3253517 Nova Scotia Limited converted a promissory note with a principal balance of $614,012 and accrued interest of $3,070 into 1,234,164 Units of the Issuer, with each Unit consisting of one share of common stock and one warrant to purchase 0.25 additional shares of common stock at $0.75 per share. The Reporting Person is the controlling principal of 3253517 Nova Scotia Limited.
- On July 12, 2013, 3253517 Nova Scotia Limited effected a transfer of 1,000,000 and 1,000,000 shares of common stock to two transferees in private transactions for consideration of $1,000 in cash received from each of the transferees.