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Home > Insider Trading > Filing (0001271163-13-000051)

Filing Details

Accession Number:: 0001271163-13-000051
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-07-15 17:37:02
Reporting Period:: 2013-07-11

Filing Date:: 2013-07-15
Accepted Time:: 2013-07-15 17:37:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1378701	Gdl Fund	GDL.B	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185533	J Mario Gabelli	C/O Gamco Investors, Inc One Corporate Center Rye NY 10580		Yes	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series B Cumulative Puttable And Callable Preferred Shares	Acquisiton	2013-07-11	105,000	$50.21	105,000	No	4	P	Indirect	E3M, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	E3M, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Series B Cumulative Puttable And Callable Preferred Shares	450,148	Direct

Footnotes

The shares reported were acquired through a cross trade.
The shares reported reflect the total shares owned by E3M, LLC for which Mario J. Gabelli serves as a member.