Filing Details
- Accession Number:
- 0001225208-13-016174
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-15 16:52:31
- Reporting Period:
- 2013-07-12
- Filing Date:
- 2013-07-15
- Accepted Time:
- 2013-07-15 16:52:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BF'B | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1351766 | Mccauley J Brown | 850 Dixie Highway Louisville KY 40210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Acquisiton | 2013-07-12 | 649 | $73.92 | 13,749 | No | 4 | P | Indirect | Williams Trust |
Class A Common | Acquisiton | 2013-07-15 | 600 | $73.80 | 14,349 | No | 4 | P | Indirect | Williams Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Williams Trust |
No | 4 | P | Indirect | Williams Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 5,227 | Direct | |
Class B Common | 68,290 | Direct | |
Class B Common | 6,093 | Indirect | By 401k |
Class A Common | 907,663 | Indirect | By Brown Ventures, LLC |
Class B Common | 124,519 | Indirect | By Brown Ventures, LLC |
Class A Common | 6,282 | Indirect | By Children |
Class B Common | 589 | Indirect | By Children |
Class A Common | 107,246 | Indirect | By JMB Irrev Trust |
Class A Common | 176,898 | Indirect | By MAE LLC |
Class B Common | 11,314 | Indirect | By Spouse |
Class A Common | 6,125 | Indirect | By Spouse Irrev Trust |
Class A Common | 3,925 | Indirect | By Spray Trust |
Class A Common | 1,000 | Indirect | Crummey Trust |
Class A Common | 148,439 | Indirect | GRAT |
Class A Common | 71,249 | Indirect | Spouse GRAT |
Class A Common | 13,100 | Indirect | Williams Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class B Common | Restricted Stock Units | $0.00 | 2014-04-30 | 917 | 917 | Direct | |
Class B Common | Restricted Stock Units | $0.00 | 2015-04-30 | 778 | 778 | Direct | |
Class B Common | Restricted Stock Units | $0.00 | 2016-04-30 | 254 | 254 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
917 | 917 | Direct | |
778 | 778 | Direct | |
254 | 254 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $73.85 to $73.97, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4.
- Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
- The Restricted Stock Units were granted on July 22, 2010, and vest April 30, 2014.
- The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015.
- The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.