Filing Details
- Accession Number:
- 0001181431-13-039956
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-07-15 16:30:52
- Reporting Period:
- 2012-10-01
- Filing Date:
- 2013-07-15
- Accepted Time:
- 2013-07-15 16:30:52
- Original Submission Date:
- 2013-04-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1009829 | Jakks Pacific Inc | JAKK | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 954527222 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189020 | Patrick Shiong Soon | 10182 Culver Boulevard Culver City CA 90232 | No | No | Yes | No | |
1560407 | California Capital Z, Llc | 10182 Culver Boulevard Culver City CA 90232 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-01 | 135,600 | $13.76 | 1,002,372 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2012-10-02 | 65,000 | $13.76 | 1,067,372 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2012-10-03 | 100,000 | $13.71 | 1,167,372 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2012-10-04 | 100,000 | $13.87 | 1,267,372 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2012-10-05 | 103,640 | $13.98 | 1,371,012 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2012-10-08 | 88,208 | $13.82 | 1,459,220 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2012-10-09 | 200,000 | $13.87 | 1,659,220 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2012-10-10 | 84,300 | $13.68 | 1,743,520 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2012-10-11 | 149,262 | $13.98 | 1,892,782 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2012-10-12 | 83,000 | $13.98 | 1,975,782 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2012-10-15 | 24,218 | $13.73 | 2,000,000 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2012-12-10 | 10,300 | $12.57 | 2,010,300 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2013-02-05 | 3,400 | $12.95 | 2,013,700 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2013-02-06 | 2,664 | $12.95 | 2,016,364 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2013-02-22 | 34,400 | $12.12 | 2,050,764 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2013-02-25 | 50,000 | $12.02 | 2,100,764 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2013-02-26 | 31,000 | $12.08 | 2,131,764 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2013-02-27 | 30,000 | $12.13 | 2,161,764 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2013-02-28 | 30,000 | $12.15 | 2,191,764 | No | 4 | P | Indirect | Through California Capital |
Common Stock | Acquisiton | 2013-04-05 | 127,070 | $10.30 | 2,318,834 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-04-08 | 35,363 | $10.40 | 2,354,197 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-04-09 | 77,189 | $10.52 | 2,431,386 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-04-09 | 660,000 | $10.43 | 3,091,386 | No | 4 | P | Indirect | Through California Capital |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Indirect | Through California Capital |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | Through California Capital |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | $16.28 | 2012-09-12 | 2017-09-12 | 1,500,000 | 1,500,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-09-12 | 1,500,000 | 1,500,000 | Indirect |
Footnotes
- These shares of common stock were purchased on the open market. The price reported in Column 4 is a weighted average purchase price. Dr. Patrick Soon-Shiong and California Capital Z, LLC ("California Capital") undertakes to provide to JAKKS Pacific, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased.
- Dr. Soon-Shiong is the sole member of California Capital.
- California Capital is the sole member of NantWorks LLC.