Filing Details
- Accession Number:
- 0001501289-13-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-15 15:43:13
- Reporting Period:
- 2013-07-11
- Filing Date:
- 2013-07-15
- Accepted Time:
- 2013-07-15 15:43:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343600 | Timothy Archer | C/O Lam Research Corporation 4650 Cushing Parkway Fremont CA 94538 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-11 | 33,750 | $24.43 | 0 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-11 | 33,750 | $50.00 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-11 | 38,390 | $23.25 | 0 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-11 | 38,390 | $50.03 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-11 | 38,292 | $22.01 | 0 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-11 | 38,292 | $50.02 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-11 | 20,000 | $50.03 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-12 | 6,708 | $22.01 | 0 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-12 | 6,708 | $50.01 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-12 | 17,860 | $23.25 | 0 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-12 | 17,860 | $50.02 | 162,056 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2013-07-11 | 33,750 | $24.43 | 33,750 | $24.43 |
Common Stock | Stock Option (right to buy) | Disposition | 2013-07-11 | 38,292 | $22.01 | 38,292 | $22.01 |
Common Stock | Stock Option (right to buy) | Disposition | 2013-07-11 | 38,390 | $23.25 | 38,390 | $23.25 |
Common Stock | Stock Option (right to buy) | Disposition | 2013-07-12 | 6,708 | $22.01 | 6,708 | $22.01 |
Common Stock | Stock Option (right to buy) | Disposition | 2013-07-12 | 17,860 | $23.25 | 17,860 | $23.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-12-16 | No | 4 | M | Direct | |
0 | 2015-12-15 | No | 4 | M | Direct | |
0 | 2017-12-13 | No | 4 | M | Direct | |
0 | 2015-12-15 | No | 4 | M | Direct | |
250,803 | 2017-12-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,227 | Indirect | By 401(k) |
Common Stock | 500 | Indirect | By Spouse 401(k) |
Footnotes
- The option vested 25% annually from 12/16/05 - 12/16/08.
- The option vested 25% annually from 12/15/06 - 12/15/09.
- The option vested 25% annually from 12/13/08 - 12/13/11.
- Shares sold pursuant to 10b5-1 Trading Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 - $50.02, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 - $50.13, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 - $50.15, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 - $50.04, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 - $50.19, inclusive.