Filing Details
- Accession Number:
- 0001213900-13-003589
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-12 17:56:10
- Reporting Period:
- 2013-06-20
- Filing Date:
- 2013-07-12
- Accepted Time:
- 2013-07-12 17:56:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
869495 | Deep Well Oil & Gas Inc | DWOG.PK | Crude Petroleum & Natural Gas (1311) | 133087510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1283429 | A Horst Schmid | Suite 700, 10150-100 Street Edmonton A0 T5J 0P6 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-20 | 850,000 | $0.05 | 2,800,000 | No | 4 | P | Indirect | see footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | see footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to acquire) | Acquisiton | 2013-06-20 | 450,000 | $0.00 | 450,000 | $0.05 |
Common Stock | Stock Option (right to acquire) | Acquisiton | 2013-06-20 | 1,000,000 | $0.00 | 1,000,000 | $0.05 |
Common Stock | Warrant to Purchase | Acquisiton | 2013-06-20 | 850,000 | $0.00 | 850,000 | $0.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
900,000 | 2018-06-20 | No | 4 | A | Direct | |
1,900,000 | 2018-06-20 | No | 4 | A | Indirect | |
2,750,000 | 2013-06-20 | 2016-06-20 | No | 4 | J | Indirect |
Footnotes
- Effective on June 20, 2013, Portwest Investments Ltd., a company 100% owned by Dr. Horst A. Schmid, closed a private placement with the Issuer for an aggregate of 850,000 units at a price of US$0.05 per unit, for total gross proceeds of US$42,500. Each unit is comprised of one common share ("Common Share") and one Common Share purchase warrant ("Warrant"). Each Warrant entitles the holder to purchase one additional Common Share at a price of US$0.075 per Common Share for a period of three years from the date of closing. The exercise price of the Warrants will be adjusted from time to time upon the occurrence of certain events, as provided in the Warrants. The Warrants expire on June 20, 2016.
- In addition, on March 23, 2011, Dr. Horst A. Schmid was previously granted options to purchase up to 450,000 shares of common stock at an exercise price of $0.14.
- Effective on June 20, 2013, Dr. Horst A. Schmid was granted options to purchase 450,000 shares each of common stock at an exercise price of $0.05 per common share, 150,000 vesting immediately and the remaining vesting one-third on June 20, 2014, and one-third on June 20, 2015, with a five-year life.
- Effective on June 20, 2013, Portwest Investments Ltd., a company owned 100% by Dr. Horst A. Schmid, was granted options to purchase 1,000,000 shares each of common stock at an exercise price of $0.05 per common share, 500,000 vesting immediately and the remaining 500,000 vesting on June 20, 2014, with a five-year life.