Filing Details

Accession Number:
0001104659-13-054263
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-12 17:25:08
Reporting Period:
2013-07-10
Filing Date:
2013-07-12
Accepted Time:
2013-07-12 17:25:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1313911 Rally Software Development Corp RALY Services-Prepackaged Software (7372) 841597294
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1165196 Boulder Ventures Iv Lp 1941 Pearl Street, Suite 300
Boulder CO 80302
No No Yes No
1165197 Boulder Ventures Iv Annex Lp 1941 Pearl Street, Suite 300
Boulder CO 80302
No No Yes No
1191818 Kyle Lefkoff 1941 Pearl Street, Suite 300
Boulder CO 80302
No No Yes No
1300594 E Josh Fidler 1941 Pearl Street, Suite 300
Boulder CO 80302
No No Yes No
1455295 Peter Roshko 1941 Pearl Street, Suite 300
Boulder CO 80302
No No Yes No
1455393 Bv Partners Iv, L.l.c. 1941 Pearl Street, Suite 300
Boulder CO 80302
No No Yes No
1455470 M Lawrence Macks 1941 Pearl Street, Suite 300
Boulder CO 80302
No No Yes No
1554282 Boulder Ventures V, L.p. 1941 Pearl Street, Suite 300
Boulder CO 80302
No No Yes No
1573898 Bv Partners V, Llc 1941 Pearl Street, Suite 300
Boulder CO 80302
No No Yes No
1573902 L Jonathan Perl 1941 Pearl Street, Suite 300
Boulder CO 80302
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-10 808 $3.78 186,360 No 4 X Indirect By Boulder Ventures IV, L.P.
Common Stock Disposition 2013-07-10 124 $24.81 186,236 No 4 S Indirect By Boulder Ventures IV, L.P.
Common Stock Acquisiton 2013-07-10 12,207 $3.78 2,836,408 No 4 X Indirect By Boulder Ventures IV (Annex), L.P.
Common Stock Disposition 2013-07-10 1,861 $24.81 2,834,547 No 4 S Indirect By Boulder Ventures IV (Annex), L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect By Boulder Ventures IV, L.P.
No 4 S Indirect By Boulder Ventures IV, L.P.
No 4 X Indirect By Boulder Ventures IV (Annex), L.P.
No 4 S Indirect By Boulder Ventures IV (Annex), L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2013-07-10 808 $0.00 808 $3.78
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2013-07-10 12,207 $0.00 12,207 $3.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-05-20 No 4 X Indirect
0 2018-05-20 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 383,453 Indirect By Boulder Ventures V, L.P.
Footnotes
  1. On July 10, 2013, Boulder Ventures IV, L.P. ("Boulder Ventures IV") exercised a warrant to purchase 808 shares of the Issuer's common stock for $3.78 per share. Boulder Ventures IV paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 124 shares to pay the exercise price and issuing to Boulder Ventures IV the remaining 684 shares. The Issuer also paid $21.70 in cash to Boulder Ventures IV in lieu of a fractional share.
  2. On July 10, 2013, Boulder Ventures IV (Annex), L.P. ("BV Annex") exercised a warrant to purchase 12,207 shares of the Issuer's common stock for $3.78 per share. BV Annex paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 1,861 shares to pay the exercise price and issuing to BV Annex the remaining 10,346 shares. The Issuer also paid $17.30 in cash to BV Annex in lieu of a fractional share.
  3. The securities are held of record by Boulder Ventures IV.
  4. BV Partners IV, L.L.C. ("BV IV") is the General Partner of each of Boulder Ventures IV and BV Annex. BV IV may be deemed to indirectly beneficially own the securities owned by Boulder Ventures IV and BV Annex. Josh E. Fidler, Kyle Lefkoff, Lawrence M. Macks, Jonathan L. Perl and Peter A. Roshko are the Managing Members of BV IV and share voting and dispositive power over the securities held by Boulder Ventures IV and BV Annex. Each disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  5. The securities are held of record by BV Annex.
  6. The securities are held of record by Boulder Ventures V, L.P. ("Boulder Ventures V").
  7. BV Partners V, L.L.C. ("BV V") is the General Partner of Boulder Ventures V. BV V may be deemed to indirectly beneficially own the securities owned by Boulder Ventures V. Kyle Lefkoff, Jonathan L. Perl and Peter A. Roshko are the Managing Members of BV V and share voting and dispositive power over the securities held by Boulder Ventures V. Each disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  8. Immediately exercisable.