Filing Details
- Accession Number:
- 0001104659-13-054263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-12 17:25:08
- Reporting Period:
- 2013-07-10
- Filing Date:
- 2013-07-12
- Accepted Time:
- 2013-07-12 17:25:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1313911 | Rally Software Development Corp | RALY | Services-Prepackaged Software (7372) | 841597294 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1165196 | Boulder Ventures Iv Lp | 1941 Pearl Street, Suite 300 Boulder CO 80302 | No | No | Yes | No | |
1165197 | Boulder Ventures Iv Annex Lp | 1941 Pearl Street, Suite 300 Boulder CO 80302 | No | No | Yes | No | |
1191818 | Kyle Lefkoff | 1941 Pearl Street, Suite 300 Boulder CO 80302 | No | No | Yes | No | |
1300594 | E Josh Fidler | 1941 Pearl Street, Suite 300 Boulder CO 80302 | No | No | Yes | No | |
1455295 | Peter Roshko | 1941 Pearl Street, Suite 300 Boulder CO 80302 | No | No | Yes | No | |
1455393 | Bv Partners Iv, L.l.c. | 1941 Pearl Street, Suite 300 Boulder CO 80302 | No | No | Yes | No | |
1455470 | M Lawrence Macks | 1941 Pearl Street, Suite 300 Boulder CO 80302 | No | No | Yes | No | |
1554282 | Boulder Ventures V, L.p. | 1941 Pearl Street, Suite 300 Boulder CO 80302 | No | No | Yes | No | |
1573898 | Bv Partners V, Llc | 1941 Pearl Street, Suite 300 Boulder CO 80302 | No | No | Yes | No | |
1573902 | L Jonathan Perl | 1941 Pearl Street, Suite 300 Boulder CO 80302 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-10 | 808 | $3.78 | 186,360 | No | 4 | X | Indirect | By Boulder Ventures IV, L.P. |
Common Stock | Disposition | 2013-07-10 | 124 | $24.81 | 186,236 | No | 4 | S | Indirect | By Boulder Ventures IV, L.P. |
Common Stock | Acquisiton | 2013-07-10 | 12,207 | $3.78 | 2,836,408 | No | 4 | X | Indirect | By Boulder Ventures IV (Annex), L.P. |
Common Stock | Disposition | 2013-07-10 | 1,861 | $24.81 | 2,834,547 | No | 4 | S | Indirect | By Boulder Ventures IV (Annex), L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | By Boulder Ventures IV, L.P. |
No | 4 | S | Indirect | By Boulder Ventures IV, L.P. |
No | 4 | X | Indirect | By Boulder Ventures IV (Annex), L.P. |
No | 4 | S | Indirect | By Boulder Ventures IV (Annex), L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2013-07-10 | 808 | $0.00 | 808 | $3.78 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2013-07-10 | 12,207 | $0.00 | 12,207 | $3.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-05-20 | No | 4 | X | Indirect | |
0 | 2018-05-20 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 383,453 | Indirect | By Boulder Ventures V, L.P. |
Footnotes
- On July 10, 2013, Boulder Ventures IV, L.P. ("Boulder Ventures IV") exercised a warrant to purchase 808 shares of the Issuer's common stock for $3.78 per share. Boulder Ventures IV paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 124 shares to pay the exercise price and issuing to Boulder Ventures IV the remaining 684 shares. The Issuer also paid $21.70 in cash to Boulder Ventures IV in lieu of a fractional share.
- On July 10, 2013, Boulder Ventures IV (Annex), L.P. ("BV Annex") exercised a warrant to purchase 12,207 shares of the Issuer's common stock for $3.78 per share. BV Annex paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 1,861 shares to pay the exercise price and issuing to BV Annex the remaining 10,346 shares. The Issuer also paid $17.30 in cash to BV Annex in lieu of a fractional share.
- The securities are held of record by Boulder Ventures IV.
- BV Partners IV, L.L.C. ("BV IV") is the General Partner of each of Boulder Ventures IV and BV Annex. BV IV may be deemed to indirectly beneficially own the securities owned by Boulder Ventures IV and BV Annex. Josh E. Fidler, Kyle Lefkoff, Lawrence M. Macks, Jonathan L. Perl and Peter A. Roshko are the Managing Members of BV IV and share voting and dispositive power over the securities held by Boulder Ventures IV and BV Annex. Each disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The securities are held of record by BV Annex.
- The securities are held of record by Boulder Ventures V, L.P. ("Boulder Ventures V").
- BV Partners V, L.L.C. ("BV V") is the General Partner of Boulder Ventures V. BV V may be deemed to indirectly beneficially own the securities owned by Boulder Ventures V. Kyle Lefkoff, Jonathan L. Perl and Peter A. Roshko are the Managing Members of BV V and share voting and dispositive power over the securities held by Boulder Ventures V. Each disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Immediately exercisable.