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Home > Insider Trading > Filing (0001144204-13-039384)

Filing Details

Accession Number:: 0001144204-13-039384
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-07-12 17:19:30
Reporting Period:: 2013-07-09

Filing Date:: 2013-07-12
Accepted Time:: 2013-07-12 17:19:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1568832	Rcs Capital Corp	RCAP	Security Brokers, Dealers & Flotation Companies (6211)	383894716

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1578499	Rcap Holdings, Llc	C/O Rcs Capital Corp, 405 Park Avenue 15Th Floor New York NY 10022		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2013-07-09	3,000	$16.35	41,500	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-07-10	4,000	$16.10	45,500	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-07-11	2,000	$15.96	47,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct