Filing Details
- Accession Number:
- 0001140361-13-028042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-12 16:52:11
- Reporting Period:
- 2013-06-10
- Filing Date:
- 2013-07-12
- Accepted Time:
- 2013-07-12 16:52:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 77360 | Pentair Ltd | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 981050812 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189049 | J Randall Hogan | 5500 Wayzata Blvd., Suite 800 Golden Valley MN 55416 | Chairman, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-06-10 | 18,520 | $0.00 | 71,733 | No | 5 | G | Indirect | By GRAT |
| Common Stock | Acquisiton | 2013-07-11 | 122,558 | $40.95 | 152,160 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-11 | 122,558 | $60.00 | 29,602 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | By GRAT |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2013-07-11 | 122,558 | $0.00 | 122,558 | $40.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-01-06 | 2015-01-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 187,127 | Indirect | By Trust |
Footnotes
- Since the date of the reporting person's last ownership form, 7,359 shares previously reported as indirectly beneficially owned by GRAT have been transferred and are now indirectly beneficially owned by Trust.
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2013.
- One-third of the stock options became exercisable on the first, second, and third anniversary of the grant.
Billionaire Hedge Funds
