Filing Details
- Accession Number:
- 0001181431-13-039766
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-12 16:03:11
- Reporting Period:
- 2013-07-10
- Filing Date:
- 2013-07-12
- Accepted Time:
- 2013-07-12 16:03:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
70866 | Ncr Corp | NCR | Calculating & Accounting Machines (No Electronic Computers) (3578) | 310387920 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1455181 | Peter Leav | 7 World Trade Center 250 Greenwich Street, 35Th Floor New York NY 10007 | Evp And President, Industry | No | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-10 | 53,015 | $12.55 | 112,979 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-10 | 8,377 | $12.81 | 121,356 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-10 | 74,690 | $33.49 | 46,666 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (Right to Buy) | Disposition | 2013-07-10 | 53,015 | $0.00 | 53,015 | $12.55 |
Common Stock | Option (Right to Buy) | Disposition | 2013-07-10 | 8,377 | $0.00 | 8,377 | $12.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-02-01 | No | 4 | M | Direct | |
8,378 | 2020-02-23 | No | 4 | M | Direct |
Footnotes
- The exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2013.
- Represents the sale of 74,690 shares in 149 transactions at prices ranging from $33.37 to $33.68 per share, resulting in a weighted average sale price of $33.49 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The grant representing a right to purchase a total of 53,015 shares, vested in four equal annual installments on February 1, 2010, February 1, 2011, February 1, 2012 and February 1, 2013.
- The grant representing a right to purchase a total of 33,509 shares, vests in four equal annual installments commencing on February 23, 2011. The first three installments vested on February 23, 2011, February 23, 2012 and February 23, 2013.