Home > Insider Trading > Filing (0001225208-13-016116)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BF'B	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1362478	Iv Garvin George Brown	850 Dixie Highway Louisville KY 40210	Executive Vice President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common	Acquisiton	2013-07-11	1,000	$73.80	5,146	No	4	P	Indirect	Spouse's trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Spouse's trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	180,000	Direct
Class B Common	222,933	Direct
Class A Common	5,090	Indirect	2010 GRAT
Class B Common	17,418	Indirect	2010 GRAT
Class A Common	44,000	Indirect	2012 GRAT
Class B Common	11,814	Indirect	By 401k
Class A Common	21	Indirect	By G. Garvin Brown III Estate
Class B Common	2,746	Indirect	By G. Garvin Brown III Estate
Class A Common	3,963,535	Indirect	CBGB-2 LP
Class B Common	540,883	Indirect	CBGB-2 LP
Class A Common	6,628	Indirect	Crummey Trust
Class B Common	2,269	Indirect	Crummey Trust
Class B Common	78,300	Indirect	GGB4 2010 #1 LP
Class A Common	529,554	Indirect	GGB4 2010#1 LLC
Class A Common	603,232	Indirect	GGB4 2012 LP
Class B Common	28,843	Indirect	GGB4 2012 LP

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Non-Qualified Stock Option (right to buy)	$22.49	2007-05-01	2014-04-30	3,089	3,089	Direct
Class B Common	Restricted Stock Units	$0.00	2014-04-30		882	882	Direct
Class B Common	Restricted Stock Units	$0.00	2015-04-30		3,312	3,312	Direct
Class B Common	Restricted Stock Units	$0.00	2016-04-30		3,124	3,124	Direct
Class B Common	Stock Appreciation Right	$28.58	2008-05-01	2015-04-30	1,068	1,068	Direct
Class B Common	Stock Appreciation Right	$34.95	2009-05-01	2016-04-30	1,467	1,467	Direct
Class B Common	Stock Appreciation Right	$33.76	2010-05-01	2017-04-30	1,679	1,679	Direct
Class B Common	Stock Appreciation Right	$35.51	2011-05-01	2018-04-30	1,542	1,542	Direct
Class B Common	Stock Appreciation Right	$27.05	2012-05-01	2019-04-30	4,714	4,714	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-04-30	3,089	3,089	Direct
	882	882	Direct
	3,312	3,312	Direct
	3,124	3,124	Direct
2015-04-30	1,068	1,068	Direct
2016-04-30	1,467	1,467	Direct
2017-04-30	1,679	1,679	Direct
2018-04-30	1,542	1,542	Direct
2019-04-30	4,714	4,714	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $73.679 to $73.92, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in Footnote (1) to this Form 4.
Updated to clarify that the shares are held in trust rather than directly by spouse.
Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of July 11, 2013.
Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The restricted stock units vest on April 30, 2014.
The restricted stock units vest on April 30, 2015.
The restricted stock units vest on April 30, 2016.