Filing Details
- Accession Number:
- 0001179110-13-011746
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-11 18:40:54
- Reporting Period:
- 2013-07-10
- Filing Date:
- 2013-07-11
- Accepted Time:
- 2013-07-11 18:40:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
809559 | Tcw Strategic Income Fund Inc | TSI | () | 930939398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1487058 | Tad Rivelle | Tcw Strategic Income Fund, Inc. 865 S. Figueroa Street, Ste. 1800 Los Angeles CA 90017 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-10 | 19,900 | $5.34 | 156,355 | No | 4 | P | Indirect | Account held in the name of City National Bank account #278705 Chun-Ling Kathy Tuan (spouse) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Account held in the name of City National Bank account #278705 Chun-Ling Kathy Tuan (spouse) |