Filing Details
- Accession Number:
- 0001209191-13-036118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-10 17:45:38
- Reporting Period:
- 2013-07-08
- Filing Date:
- 2013-07-10
- Accepted Time:
- 2013-07-10 17:45:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1443669 | Proto Labs Inc | PRLB | Fabricated Structural Metal Products (3440) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1542616 | B. John Tumelty | 5540 Pioneer Creek Drive Maple Plain MN 55359 | Managing Dir.-Proto Labs, Ltd. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-08 | 10,500 | $7.86 | 10,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-08 | 8,009 | $64.47 | 2,491 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-08 | 2,491 | $65.42 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-08 | 10,500 | $0.00 | 10,500 | $7.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
52,500 | 2020-01-21 | No | 4 | M | Direct |
Footnotes
- Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2013.
- Reflects the weighted average price of 8,009 shares of common stock of Proto Labs, Inc. sold by the reporting person in multiple transactions on July 8, 2013 with sale prices ranging from $64.15 to $65.14 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 2,491 shares of common stock of Proto Labs, Inc. sold by the reporting person in multiple transactions on July 8, 2013 with sale prices ranging from $65.154 to $65.85 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- On 5/23/13, the Issuer's Board of Directors approved a change to the vesting terms of the stock option granted to the reporting person on 12/21/10. The stock option is amended to vest on a monthly basis in 2013 and will then vest 20% of the shares annually on each of 12/21/14 and 12/21/15.