Filing Details
- Accession Number:
- 0001179110-13-011703
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-10 17:24:48
- Reporting Period:
- 2013-07-08
- Filing Date:
- 2013-07-10
- Accepted Time:
- 2013-07-10 17:24:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494665 | David Wadhwani | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Svp & Gm, Digital Media | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-08 | 30,000 | $34.64 | 53,855 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-08 | 9,000 | $35.75 | 62,855 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-08 | 39,175 | $34.03 | 102,030 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-08 | 24,471 | $34.16 | 126,501 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-08 | 101,203 | $46.63 | 25,298 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2013-07-08 | 30,000 | $0.00 | 30,000 | $34.64 |
| Common Stock | Stock Options (right to buy) | Disposition | 2013-07-08 | 9,000 | $0.00 | 9,000 | $35.75 |
| Common Stock | Stock Options (right to buy) | Disposition | 2013-07-08 | 39,175 | $0.00 | 39,175 | $34.03 |
| Common Stock | Stock Options (right to buy) | Disposition | 2013-07-08 | 24,471 | $0.00 | 24,471 | $34.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-07-08 | 2015-01-24 | No | 4 | M | Direct |
| 0 | 2013-07-08 | 2015-04-15 | No | 4 | M | Direct |
| 24,468 | 2013-07-08 | 2018-01-24 | No | 4 | M | Direct |
| 4,179 | 2013-07-08 | 2017-01-25 | No | 4 | M | Direct |
Footnotes
- Includes 875 shares acquired on June 28, 2013 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.
- This transaction was executed in multiple trades at prices ranging from $46.55 to $47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Options granted January 24, 2008 are fully vested and exercisable.
- Options granted April 15, 2008 are fully vested and exercisable.
- Stock options granted on January 24, 2011 vest at a rate of 2.08% per month for 48 months.
- Stock options granted on January 25, 2010 vest at a rate of 2.08% per month for 48 months.
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