Filing Details
- Accession Number:
- 0001179110-13-011694
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-10 17:00:43
- Reporting Period:
- 2013-07-08
- Filing Date:
- 2013-07-10
- Accepted Time:
- 2013-07-10 17:00:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1260990 | Gtx Inc | GTXI | Pharmaceutical Preparations (2834) | 621715807 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1276241 | Edward Mark Mosteller | 175 Toyota Plaza 7Th Floor Memphis TN 38103 | Vice President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-08 | 17,000 | $6.24 | 17,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-08 | 11,505 | $6.98 | 5,495 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-09 | 5,495 | $7.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-07-08 | 17,000 | $0.00 | 17,000 | $6.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-08-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,282 | Indirect | By Spouse |
Footnotes
- An aggregate of 11,505 shares were sold in multiple trades on July 8, 2013 at prices ranging from $6.97 to $7.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, GTx, Inc. or a shareholder of GTx, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- An aggregate of 5,495 shares were sold in multiple trades on July 9, 2013 at prices ranging from $7.00 to $7.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, GTx, Inc. or a shareholder of GTx, Inc. full information regarding the number of shares and prices at which the transaction was effected
- The option vested in three equal annual installments on August 1, 2006, 2007 and 2008.
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