Filing Details
- Accession Number:
- 0001209191-13-036110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-10 16:59:42
- Reporting Period:
- 2013-07-08
- Filing Date:
- 2013-07-10
- Accepted Time:
- 2013-07-10 16:59:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1032761 | Keynote Systems Inc | KEYN | Services-Business Services, Nec (7389) | 943226488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1170998 | Empire Capital Partners, L.p. | 1 Gorham Island Suite 201 Westport CT 06880 | No | No | Yes | No | |
1321711 | Empire Capital Management, L.l.c. | 1 Gorham Island Suite 201 Westport CT 06880 | No | No | Yes | No | |
1522645 | Empire Gp, Llc | 1 Gorham Island Suite 201 Westport CT 06880 | No | No | Yes | No | |
1522646 | A Scott Fine | C/O Empire Capital Management Llc 1 Gorham Island, Suite 201 Westport CT 06880 | No | No | Yes | No | |
1522647 | J Peter Richards | C/O Empire Capital Management Llc 1 Gorham Island, Suite 201 Westport CT 06880 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-07-08 | 200,000 | $19.99 | 2,000,000 | No | 4 | S | Indirect | See notes |
Common Stock | Disposition | 2013-07-09 | 150,000 | $19.99 | 1,850,000 | No | 4 | S | Indirect | See notes |
Common Stock | Disposition | 2013-07-09 | 50,000 | $19.96 | 1,800,000 | No | 4 | S | Indirect | See notes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See notes |
No | 4 | S | Indirect | See notes |
No | 4 | S | Indirect | See notes |
Footnotes
- This statment is filed by (i) Empire Capital Management, L.L.C., a Delaware limited liability company ("Empire Management") with respect to the shares of Common Stock directly held by Empire Capital Partners, L.P. ("Empire Onshore"), Empire Capital Partners, Ltd. ("Empire Offshore"), Empire Capital Partners Enhanced Master Fund, Ltd. ("Empire Enhanced Master," and together with Empire Onshore and Empire Offshore, the "Empire Investment Funds") and Charter Oak Partners, L.P. and Charter Oak Partners II, L.P., which are discretionally managed by Empire Management (together, the "Empire Sub-Advised Funds"), (continued in footnote 2)
- (continued from footnote 1) (ii) Empire Onshore with respect to the shares of Common Stock directly held by it; (iii) Empire GP, L.L.C. with respect to the shares of Common Stock held directly by Empire Onshore; (iv) Mr. Scott A. Fine ("Mr. Fine") with respect to the shares of Common Stock directly held by the Empire Investment Funds and the Empire Sub-Advised Funds and (v) Peter J. Richards ("Mr. Richards") with respect to the shares of Common Stock directly held by the Empire Investment Funds and the Empire Sub-Advised Funds.
- Empire Management serves as the investment manager to, and has discretion over the securities held by, the Empire Investment Funds and the Empire Sub-Advised Funds. Empire GP, L.L.C. serves as general partner to Empire Onshore. Empire GP, L.L.C. has retained Empire Management to serve as investment manager to Empire Onshore. Mr. Fine and Mr. Richards are the only managing members of Empire Management and the only two managing partners of Empire GP, L.L.C. Each of the reporting persons disclaims beneficial ownership of the shares reported herein to the extent such beneficial ownership exceeds its pecuniary interest therein.