Filing Details

Accession Number:
0000791519-13-000094
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-09 17:13:43
Reporting Period:
2013-04-30
Filing Date:
2013-07-09
Accepted Time:
2013-07-09 17:13:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
791519 Staples Inc SPLS Retail-Miscellaneous Shopping Goods Stores (5940) 042896127
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180656 Ronald Sargent Five Hundred Staples Drive
Framingham MA 01702
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-07-05 68,806 $15.90 758,964 No 4 S Indirect Ronald L. Sargent Rev TR
Common Stock Disposition 2013-04-30 13,721 $0.00 125,104 No 4 J Indirect Ronald L. Sargent GRAT 2011
Common Stock Acquisiton 2013-04-30 13,721 $0.00 772,685 No 4 J Indirect Ronald L. Sargent Rev TR
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Ronald L. Sargent Rev TR
No 4 J Indirect Ronald L. Sargent GRAT 2011
No 4 J Indirect Ronald L. Sargent Rev TR
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 43,577 Indirect Sargent Family Inv. LLC
Common Stock 19,313 Indirect Jill Sargent Irr. TR
Common Stock 19,313 Indirect Ronald L. Sargent Irr. TR
Common Stock 619,174 Indirect Sargent Partners LLC
Common Stock 606,396 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Unit SERP $0.00 8,533 8,533 Direct
Common Stock Phantom Stock Unit 401(k) $0.00 4,281 4,281 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
8,533 8,533 Direct
4,281 4,281 Direct
Footnotes
  1. The price reported represents the weighted average sales price of shares sold on July 5, 2013. Shares were sold at prices ranging from $15.85 to $15.99 per share. The reporting person hereby undertakes, upon the request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. Transfer from an indirect holding to an indirect holding.
  3. Phantom Stock Units are held in a SERP and are payable in cash following the reporting person's termination of employment. No of underlying shares of common stock are based on June 28, 2013 account statement.
  4. See Table II, Column 2
  5. Phantom Stock Units are held in a 401(k) and are payable in cash following the reporting person's termination of employment. Number of underlying shares of common stock are based on June 28, 2013 account statement.