Filing Details
- Accession Number:
- 0000791519-13-000094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-09 17:13:43
- Reporting Period:
- 2013-04-30
- Filing Date:
- 2013-07-09
- Accepted Time:
- 2013-07-09 17:13:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791519 | Staples Inc | SPLS | Retail-Miscellaneous Shopping Goods Stores (5940) | 042896127 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180656 | Ronald Sargent | Five Hundred Staples Drive Framingham MA 01702 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-07-05 | 68,806 | $15.90 | 758,964 | No | 4 | S | Indirect | Ronald L. Sargent Rev TR |
Common Stock | Disposition | 2013-04-30 | 13,721 | $0.00 | 125,104 | No | 4 | J | Indirect | Ronald L. Sargent GRAT 2011 |
Common Stock | Acquisiton | 2013-04-30 | 13,721 | $0.00 | 772,685 | No | 4 | J | Indirect | Ronald L. Sargent Rev TR |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Ronald L. Sargent Rev TR |
No | 4 | J | Indirect | Ronald L. Sargent GRAT 2011 |
No | 4 | J | Indirect | Ronald L. Sargent Rev TR |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 43,577 | Indirect | Sargent Family Inv. LLC |
Common Stock | 19,313 | Indirect | Jill Sargent Irr. TR |
Common Stock | 19,313 | Indirect | Ronald L. Sargent Irr. TR |
Common Stock | 619,174 | Indirect | Sargent Partners LLC |
Common Stock | 606,396 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Unit SERP | $0.00 | 8,533 | 8,533 | Direct | ||
Common Stock | Phantom Stock Unit 401(k) | $0.00 | 4,281 | 4,281 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
8,533 | 8,533 | Direct | |
4,281 | 4,281 | Direct |
Footnotes
- The price reported represents the weighted average sales price of shares sold on July 5, 2013. Shares were sold at prices ranging from $15.85 to $15.99 per share. The reporting person hereby undertakes, upon the request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Transfer from an indirect holding to an indirect holding.
- Phantom Stock Units are held in a SERP and are payable in cash following the reporting person's termination of employment. No of underlying shares of common stock are based on June 28, 2013 account statement.
- See Table II, Column 2
- Phantom Stock Units are held in a 401(k) and are payable in cash following the reporting person's termination of employment. Number of underlying shares of common stock are based on June 28, 2013 account statement.