Filing Details
- Accession Number:
- 0001179110-13-011667
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-09 17:05:12
- Reporting Period:
- 2013-07-05
- Filing Date:
- 2013-07-09
- Accepted Time:
- 2013-07-09 17:05:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1211351 | New York & Company Inc. | NWY | Retail-Women's Clothing Stores (5621) | 331031445 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1309032 | Sheamus Toal | 450 W. 33Rd Street 5Th Floor New York NY 10001 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-05 | 15,512 | $3.28 | 127,508 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-05 | 15,512 | $6.50 | 111,996 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to Purchase Common Stock | Disposition | 2013-07-05 | 15,512 | $6.50 | 15,512 | $3.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-03-21 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2013.
- Includes 47,272 shares of common stock; 14,612 vested deferred stock units; 7,192 deferred stock units which vest on August 14, 2015; 7,420 deferred stock units which vest on March 19, 2016; 15,500 shares of restricted stock which vest on April 15, 2014; and 20,000 shares of restricted stock which vest on April 16, 2015.
- These options became exercisable on the following dates: 11,634 shares on June 29, 2011 and 3,878 shares on March 21, 2012.