Filing Details
- Accession Number:
- 0000072333-13-000123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-09 14:20:23
- Reporting Period:
- 2013-07-08
- Filing Date:
- 2013-07-09
- Accepted Time:
- 2013-07-09 14:20:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1318745 | Jr F James Nordstrom | C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-08 | 28,519 | $13.47 | 541,917 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-08 | 28,519 | $63.00 | 513,398 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-07-08 | 28,519 | $0.00 | 28,519 | $13.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,891 | Indirect | By 401(k) Plan, per Plan statement dated 5/31/2013 |
| Common Stock | 775 | Indirect | By wife |
| Common Stock | 1,503 | Indirect | By wife in 401(k) Plan, per Plan statement dated 5/31/2013 |
| Common Stock | 19,715 | Indirect | See |
| Common Stock | 200,000 | Indirect | See |
| Common Stock | 2,985 | Indirect | By self as trustee for benefit of child |
| Common Stock | 2,985 | Indirect | By self as trustee for benefit of child |
| Common Stock | 2,985 | Indirect | By self as trustee for benefit of child |
Footnotes
- The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 6/13/13.
- Exercisable in four equal annual installments commencing 2/27/10.
Billionaire Hedge Funds
