Filing Details
- Accession Number:
- 0001140361-13-027624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-08 17:15:13
- Reporting Period:
- 2013-07-03
- Filing Date:
- 2013-07-08
- Accepted Time:
- 2013-07-08 17:15:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898437 | Anika Therapeutics Inc | ANIK | Surgical & Medical Instruments & Apparatus (3841) | 043145961 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244298 | H Charles Sherwood | 32 Wiggins Avenue Bedford MA 02173 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-03 | 13,505 | $9.22 | 372,285 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-03 | 13,505 | $18.01 | 358,780 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-05 | 21,157 | $9.22 | 379,937 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-05 | 21,157 | $18.01 | 358,780 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-03 | 13,505 | $0.00 | 13,505 | $9.22 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-05 | 21,157 | $0.00 | 21,157 | $9.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,342 | 2013-12-18 | No | 4 | M | Direct | |
| 49,185 | 2013-12-18 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options granted on December 18, 2003 and that vested in four equal installments annually beginning December 18, 2004. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Billionaire Hedge Funds
