Filing Details
- Accession Number:
- 0001534424-13-000298
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-08 16:05:36
- Reporting Period:
- 2013-07-01
- Filing Date:
- 2013-07-08
- Accepted Time:
- 2013-07-08 16:05:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
788920 | Pro Dex Inc | PDEX | Surgical & Medical Instruments & Apparatus (3841) | 841261240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478067 | John Nicholas Swenson | 3033 Excelsior Blvd., Ste. 560 Minneapolis MN 55416 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-01 | 3,350 | $1.90 | 690,161 | No | 4 | L | Indirect | By AO Partners I, LP |
Common Stock | Acquisiton | 2013-07-03 | 5,000 | $1.90 | 695,161 | No | 4 | P | Indirect | By AO Partners I, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | L | Indirect | By AO Partners I, LP |
No | 4 | P | Indirect | By AO Partners I, LP |
Footnotes
- The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.