Filing Details
- Accession Number:
- 0000895813-13-000195
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-08 15:04:14
- Reporting Period:
- 2013-07-05
- Filing Date:
- 2013-07-08
- Accepted Time:
- 2013-07-08 15:04:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1514798 | D. Jeffrey Cohodes | 50 South Lasalle Street Chicago IL 60603 | Executivevp/Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-05 | 5,000 | $49.12 | 16,719 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-05 | 5,000 | $59.80 | 11,719 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2013-07-05 | 5,000 | $0.00 | 5,000 | $49.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2014-02-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 28,563 | Direct | |
| Common Stock | 3,817 | Indirect | 401(k) |
Footnotes
- This option was exercised pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
- This sale was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- as of 06/30/13
- This option became exercisable in four annual installments beginning 2/17/2005.
Billionaire Hedge Funds
