Filing Details
- Accession Number:
- 0001044321-13-000094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-08 11:54:08
- Reporting Period:
- 2013-07-03
- Filing Date:
- 2013-07-08
- Accepted Time:
- 2013-07-08 11:54:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1303849 | Avantair Inc | AAIR | Air Transportation, Nonscheduled (4522) | 201635240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1044321 | M David Greenhouse & W Austin Marxe | C/O Special Situations Funds 527 Madison Avenue, Suite 2600 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-03 | 219,984 | $0.03 | 6,331,775 | No | 4 | P | Indirect | By Limited Partnerships |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Limited Partnerships |
Footnotes
- This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman) and Special Situations Private Equity Fund, L.P. (PE). 3,947,369 shares of Common Stock are held by QP, 1,315,790 shares of Common Stock are held by Cayman, 643,616 shares of Common Stock are held by PE and 425,000 shares of Common Stock are held by David M. Greenhouse. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, Cayman, PE and DG is limited to the extent of his pecuniary interest.
Billionaire Hedge Funds
