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Filing Details

Accession Number:: 0001179110-13-011584
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-07-05 17:32:09
Reporting Period:: 2013-07-02

Filing Date:: 2013-07-05
Accepted Time:: 2013-07-05 16:32:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1235468	Liquidity Services Inc	LQDT	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1352659	M James Rallo	C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036	Cfo, Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-07-02	4,623	$15.47	7,089	No	4	M	Direct
Common Stock	Acquisiton	2013-07-02	18,530	$7.48	25,619	No	4	M	Direct
Common Stock	Disposition	2013-07-02	24,299	$35.00	1,320	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option	Disposition	2013-07-02	18,530	$7.48	27,868	$7.48
Common Stock	Employee Stock Option	Disposition	2013-07-02	4,623	$15.47	12,842	$15.47

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,338		2018-10-01	No	4	M	Direct
8,219		2020-10-01	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Grant	$15.47	2020-10-01	8,343	8,343	Direct
Common Stock	Employee Stock Grant	$15.47	2020-10-01	5,526	5,526	Direct
Common Stock	Employee Stock Grant	$31.11	2021-10-01	5,585	5,585	Direct
Common Stock	Employee Stock Option	$31.11	2021-10-01	12,358	12,358	Direct
Common Stock	Employee Stock Grant	$38.09	2022-10-01	5,003	5,003	Direct
Common Stock	Employee Stock Grant	$38.09	2022-10-01	5,003	5,003	Direct
Common Stock	Employee Stock Option	$38.09	2022-10-01	3,335	3,335	Direct
Common Stock	Employee Stock Option	$38.09	2022-10-01	3,335	3,335	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-10-01	8,343	8,343	Direct
2020-10-01	5,526	5,526	Direct
2021-10-01	5,585	5,585	Direct
2021-10-01	12,358	12,358	Direct
2022-10-01	5,003	5,003	Direct
2022-10-01	5,003	5,003	Direct
2022-10-01	3,335	3,335	Direct
2022-10-01	3,335	3,335	Direct

Footnotes

Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.
Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Twenty-five percent of this restricted stock grant will vest on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant will vest on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
This tranasaction was effected pursuant to trading instructions placed on June 12, 2013, in accordance with Rule 10b5-1.