Filing Details
- Accession Number:
- 0001104659-13-053305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-03 21:46:00
- Reporting Period:
- 2013-07-02
- Filing Date:
- 2013-07-03
- Accepted Time:
- 2013-07-03 21:46:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1275158 | Noodles & Co | NDLS | Retail-Eating Places (5812) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1579599 | Rae Kathryn Lockhart | 520 Zang Street, Suite D Broomfield CO 80021 | Vice President & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-02 | 1,470 | $18.00 | 5,874 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-07-02 | 1,961 | $0.00 | 1,961 | $18.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,600 | 2023-06-10 | No | 4 | A | Direct |
Footnotes
- These shares were purchased through a Directed Share Program in connection with the Company's Initial Public Offering
- These options vest 25% per year beginning 06/10/2014
Billionaire Hedge Funds
