Filing Details
- Accession Number:
- 0000789132-13-000077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-03 19:46:38
- Reporting Period:
- 2013-07-01
- Filing Date:
- 2013-07-03
- Accepted Time:
- 2013-07-03 19:46:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
789132 | Spectranetics Corp | SPNC | Electromedical & Electrotherapeutic Apparatus (3845) | 840997049 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1439084 | D Jason Hein | 9965 Federal Drive Colorado Springs CO 80921 | Sr. Vp Commercial Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Spnc Common Stock | Acquisiton | 2013-07-01 | 3,000 | $2.74 | 67,486 | No | 4 | M | Direct | |
Spnc Common Stock | Disposition | 2013-07-01 | 3,000 | $18.95 | 64,486 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Spnc Common Stock | SPNC Stock Option Grant | Disposition | 2013-07-01 | 3,000 | $0.00 | 3,000 | $2.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
26,448 | 2018-12-08 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Hein's 10b5-1 plan dated November 2, 2012
- Grant date 12/8/2008. Options vested upon the Company's stock price achieving $9.00 per share and a four year vesting schedule. Options were fully vested on 12/8/2012. Options expire at the end of 10 years or on 12/8/2018.