Filing Details

Accession Number:
0000789132-13-000077
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-03 19:46:38
Reporting Period:
2013-07-01
Filing Date:
2013-07-03
Accepted Time:
2013-07-03 19:46:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789132 Spectranetics Corp SPNC Electromedical & Electrotherapeutic Apparatus (3845) 840997049
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1439084 D Jason Hein 9965 Federal Drive
Colorado Springs CO 80921
Sr. Vp Commercial Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Spnc Common Stock Acquisiton 2013-07-01 3,000 $2.74 67,486 No 4 M Direct
Spnc Common Stock Disposition 2013-07-01 3,000 $18.95 64,486 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Spnc Common Stock SPNC Stock Option Grant Disposition 2013-07-01 3,000 $0.00 3,000 $2.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,448 2018-12-08 No 4 M Direct
Footnotes
  1. Sold pursuant to Mr. Hein's 10b5-1 plan dated November 2, 2012
  2. Grant date 12/8/2008. Options vested upon the Company's stock price achieving $9.00 per share and a four year vesting schedule. Options were fully vested on 12/8/2012. Options expire at the end of 10 years or on 12/8/2018.