Filing Details
- Accession Number:
- 0001209191-13-035722
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-03 18:58:35
- Reporting Period:
- 2013-07-01
- Filing Date:
- 2013-07-03
- Accepted Time:
- 2013-07-03 18:58:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1386278 | Green Dot Corp | GDOT | Finance Services (6199) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494442 | L John Keatley | 3465 East Foothill Boulevard Pasadena CA 91107 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-07-01 | 8,750 | $0.00 | 72,143 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2013-07-01 | 8,750 | $19.92 | 63,393 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2013-07-02 | 8,750 | $0.00 | 72,143 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2013-07-02 | 8,750 | $19.31 | 63,393 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Stock Option (right to buy Class B Common Stock) | Disposition | 2013-07-01 | 8,750 | $0.00 | 8,750 | $10.75 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2013-07-01 | 8,750 | $0.00 | 8,750 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2013-07-01 | 8,750 | $0.00 | 8,750 | $0.00 |
Class B Common Stock | Stock Option (right to buy Class B Common Stock) | Disposition | 2013-07-02 | 8,750 | $0.00 | 8,750 | $10.75 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2013-07-02 | 8,750 | $0.00 | 8,750 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2013-07-02 | 8,750 | $0.00 | 8,750 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
172,076 | 2012-12-11 | 2018-12-11 | No | 4 | M | Direct |
43,288 | No | 4 | M | Direct | ||
34,538 | No | 4 | C | Direct | ||
163,326 | 2012-12-11 | 2018-12-11 | No | 4 | M | Direct |
43,288 | No | 4 | M | Direct | ||
34,538 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 6,600 | Indirect | By minor children |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2013.
- The price in column 4 is a weighted average price. The actual sale prices for these transactions ranged from $19.46 to $20.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range.
- The price in column 4 is a weighted average price. The actual sale prices for these transactions ranged from $18.87 to $19.66. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range.
- The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
- The holder elected to convert the shares of Class B Common Stock into Class A Common Stock, which Class A Common Stock has no exercisable date or expiration date.