Filing Details
- Accession Number:
- 0001209191-13-035720
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-03 18:57:13
- Reporting Period:
- 2013-07-01
- Filing Date:
- 2013-07-03
- Accepted Time:
- 2013-07-03 18:57:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1386278 | Green Dot Corp | GDOT | Finance Services (6199) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494394 | C John Ricci | 3465 East Foothill Boulevard Pasadena CA 91107 | General Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-07-01 | 25,000 | $0.00 | 106,299 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2013-07-01 | 25,000 | $20.00 | 81,299 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right to buy Class B Common Stock) | Disposition | 2013-07-01 | 25,000 | $0.00 | 25,000 | $4.64 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2013-07-01 | 25,000 | $0.00 | 25,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2013-07-01 | 25,000 | $0.00 | 25,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
49,914 | 2011-08-31 | 2018-02-15 | No | 4 | M | Direct |
34,700 | No | 4 | M | Direct | ||
9,700 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 4,460 | 4,460 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
4,460 | 4,460 | Indirect |
Footnotes
- Includes 2,175 shares acquired under the issuer's employee stock purchase plan on May 14, 2013.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2013.
- The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
- The holder elected to convert the shares of Class B Common Stock into Class A Common Stock, which Class A Common Stock has no exercisable date or expiration date.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.