Filing Details
- Accession Number:
- 0001181431-13-038921
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-03 18:06:25
- Reporting Period:
- 2013-07-02
- Filing Date:
- 2013-07-03
- Accepted Time:
- 2013-07-03 18:06:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1509190 | Aratana Therapeutics Inc. | PETX | Pharmaceutical Preparations (2834) | 383826477 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1578833 | A Julia Stephanus | C/O Aratana Therapeutics, Inc. 1901 Olathe Boulevard Kansas City KS 66103 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-02 | 2,256 | $0.00 | 132,469 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-02 | 2,000 | $6.00 | 134,552 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | SERIES C CONVERTIBLE PREFERRED STOCK | Disposition | 2013-07-02 | 3,750 | $0.00 | 2,256 | $6.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- Series C Convertible Preferred Stock (the "Preferred Stock") has no expiration date. The shares of Preferred Stock reported on this line item converted into shares of the Issuer's Common Stock on a 1-for-0.601685 basis upon the closing of the Issuer's initial public offering (the "IPO Closing").
- The reporting person acquired an aggregate of 83 shares of common stock as a stock dividend on the IPO Closing which are reflected in the aggregate holdings set forth in Column 5.