Filing Details

Accession Number:
0001181431-13-038919
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-03 18:04:55
Reporting Period:
2013-07-02
Filing Date:
2013-07-03
Accepted Time:
2013-07-03 18:04:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509190 Aratana Therapeutics Inc. PETX Pharmaceutical Preparations (2834) 383826477
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352447 Steven Peter St C/O Aratana Therapeutics, Inc.
1901 Olathe Boulevard
Kansas City KS 66103
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-02 11,281 $0.00 86,997 No 4 C Indirect BY LLC
Common Stock Acquisiton 2013-07-02 8,333 $6.00 529,191 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect BY LLC
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock SERIES C CONVERTIBLE PREFERRED STOCK Disposition 2013-07-02 18,750 $0.00 11,281 $6.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. Series C Convertible Preferred Stock (the "Preferred Stock") has no expiration date. The shares of Preferred Stock reported on this line item converted into shares of the Issuer's Common Stock on a 1-for-0.601685 basis upon the closing of the Issuer's initial public offering (the "IPO Closing").
  2. The reporting person acquired an aggregate of 506 shares of common stock as a stock dividend on the IPO Closing which are reflected in the aggregate holdings set forth in Column 5.
  3. Held in the name of Vie Venture LLC, a Delaware limited liability company ("Vie Venture"). The Reporting Person has sole voting and dispositive power over the shares held by Vie Venture, but disclaims beneficial ownership of the shares held thereby except to the extent of his pecuniary interest therein.