Filing Details

Accession Number:
0001179110-13-011525
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-03 16:50:20
Reporting Period:
2013-07-01
Filing Date:
2013-07-03
Accepted Time:
2013-07-03 16:50:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
796343 Adobe Systems Inc ADBE Services-Prepackaged Software (7372) 770019522
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267573 Matthew Thompson Adobe Systems Incorporated
345 Park Avenue
San Jose CA 95110
Evp Ww Field Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-01 246,644 $40.05 287,664 No 4 M Direct
Common Stock Acquisiton 2013-07-01 77,631 $34.64 365,295 No 4 M Direct
Common Stock Disposition 2013-07-01 324,275 $46.53 41,020 No 4 S Direct
Common Stock Acquisiton 2013-07-02 99,000 $19.93 140,020 No 4 M Direct
Common Stock Acquisiton 2013-07-02 36,728 $34.16 176,748 No 4 M Direct
Common Stock Acquisiton 2013-07-02 46,520 $34.03 223,268 No 4 M Direct
Common Stock Acquisiton 2013-07-02 16,369 $34.64 239,637 No 4 M Direct
Common Stock Acquisiton 2013-07-02 3,356 $40.05 242,993 No 4 M Direct
Common Stock Disposition 2013-07-02 192,118 $46.21 50,875 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2013-07-01 246,644 $0.00 246,644 $40.05
Common Stock Stock Options (right to buy) Disposition 2013-07-01 77,631 $0.00 77,631 $34.64
Common Stock Stock Options (right to buy) Disposition 2013-07-02 99,000 $0.00 99,000 $19.93
Common Stock Stock Options (right to buy) Disposition 2013-07-02 36,728 $0.00 36,728 $34.16
Common Stock Stock Options (right to buy) Disposition 2013-07-02 46,520 $0.00 46,520 $34.03
Common Stock Stock Options (right to buy) Disposition 2013-07-02 16,369 $0.00 16,369 $34.64
Common Stock Stock Options (right to buy) Disposition 2013-07-02 3,356 $0.00 3,356 $40.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,356 2013-07-01 2014-01-16 No 4 M Direct
16,369 2013-07-01 2015-01-24 No 4 M Direct
0 2013-07-02 2016-01-26 No 4 M Direct
6,272 2013-07-02 2017-01-25 No 4 M Direct
30,480 2013-07-02 2018-01-24 No 4 M Direct
0 2013-07-02 2015-01-24 No 4 M Direct
0 2013-07-02 2014-01-16 No 4 M Direct
Footnotes
  1. Includes 875 shares acquired on June 28, 2013 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.
  2. This transaction was executed in multiple trades at prices ranging from $46.22 to $46.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  3. This transaction was executed in multiple trades at prices ranging from $46.0127 to $46.4. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  4. Options granted January 16, 2007 are fully vested and exercisable.
  5. Options granted January 24, 2008 are fully vested and exercisable.
  6. Options granted January 26, 2009 are fully vested and exercisable.
  7. Stock options granted on January 25, 2010 vest at a rate of 2.08% per month for 48 months.
  8. Stock options granted on January 24, 2011 vest at a rate of 2.08% per month for 48 months.