Filing Details
- Accession Number:
- 0001179110-13-011525
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-03 16:50:20
- Reporting Period:
- 2013-07-01
- Filing Date:
- 2013-07-03
- Accepted Time:
- 2013-07-03 16:50:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1267573 | Matthew Thompson | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Evp Ww Field Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-01 | 246,644 | $40.05 | 287,664 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-01 | 77,631 | $34.64 | 365,295 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-01 | 324,275 | $46.53 | 41,020 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-02 | 99,000 | $19.93 | 140,020 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-02 | 36,728 | $34.16 | 176,748 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-02 | 46,520 | $34.03 | 223,268 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-02 | 16,369 | $34.64 | 239,637 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-02 | 3,356 | $40.05 | 242,993 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-02 | 192,118 | $46.21 | 50,875 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | Disposition | 2013-07-01 | 246,644 | $0.00 | 246,644 | $40.05 |
Common Stock | Stock Options (right to buy) | Disposition | 2013-07-01 | 77,631 | $0.00 | 77,631 | $34.64 |
Common Stock | Stock Options (right to buy) | Disposition | 2013-07-02 | 99,000 | $0.00 | 99,000 | $19.93 |
Common Stock | Stock Options (right to buy) | Disposition | 2013-07-02 | 36,728 | $0.00 | 36,728 | $34.16 |
Common Stock | Stock Options (right to buy) | Disposition | 2013-07-02 | 46,520 | $0.00 | 46,520 | $34.03 |
Common Stock | Stock Options (right to buy) | Disposition | 2013-07-02 | 16,369 | $0.00 | 16,369 | $34.64 |
Common Stock | Stock Options (right to buy) | Disposition | 2013-07-02 | 3,356 | $0.00 | 3,356 | $40.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,356 | 2013-07-01 | 2014-01-16 | No | 4 | M | Direct |
16,369 | 2013-07-01 | 2015-01-24 | No | 4 | M | Direct |
0 | 2013-07-02 | 2016-01-26 | No | 4 | M | Direct |
6,272 | 2013-07-02 | 2017-01-25 | No | 4 | M | Direct |
30,480 | 2013-07-02 | 2018-01-24 | No | 4 | M | Direct |
0 | 2013-07-02 | 2015-01-24 | No | 4 | M | Direct |
0 | 2013-07-02 | 2014-01-16 | No | 4 | M | Direct |
Footnotes
- Includes 875 shares acquired on June 28, 2013 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.
- This transaction was executed in multiple trades at prices ranging from $46.22 to $46.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- This transaction was executed in multiple trades at prices ranging from $46.0127 to $46.4. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Options granted January 16, 2007 are fully vested and exercisable.
- Options granted January 24, 2008 are fully vested and exercisable.
- Options granted January 26, 2009 are fully vested and exercisable.
- Stock options granted on January 25, 2010 vest at a rate of 2.08% per month for 48 months.
- Stock options granted on January 24, 2011 vest at a rate of 2.08% per month for 48 months.