Filing Details
- Accession Number:
- 0001179110-13-011445
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-03 15:43:06
- Reporting Period:
- 2013-07-02
- Filing Date:
- 2013-07-03
- Accepted Time:
- 2013-07-03 15:43:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1032856 | E John Warnock | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-04-25 | 2,400 | $0.00 | 788,123 | No | 5 | G | Indirect | By trust |
Common Stock | Acquisiton | 2013-07-02 | 50,000 | $20.83 | 66,088 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-02 | 50,000 | $46.06 | 16,088 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By trust |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | Disposition | 2013-07-02 | 50,000 | $0.00 | 50,000 | $20.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-07-02 | 2014-04-29 | No | 4 | M | Direct |
Footnotes
- Bona fide gift of securities by reporting person-no consideration received.
- Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.
- This transaction was executed in multiple trades at prices ranging from $45.895 to $46.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Options granted April 29, 2004 are fully vested and exercisable.