Filing Details

Accession Number:
0001209191-13-035435
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-03 14:55:47
Reporting Period:
2013-07-01
Filing Date:
2013-07-03
Accepted Time:
2013-07-03 14:55:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463258 Renewable Energy Group Inc. REGI Industrial Organic Chemicals (2860) 264785427
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402003 Usrg Power & Biofuels Fund Ii-A Lp 2425 Olympic Blvd., Suite 4050 W
Santa Monica CA 90404
No No Yes No
1402011 Usrg Power & Biofuels Fund Ii Lp 2425 Olympic Blvd., Suite 4050 W
Santa Monica CA 90404
No No Yes No
1477461 Jonathan Koch 10 Bank Street, Suite 580
White Plains NY 10606
Yes No No No
1519093 Usrg Management Company, Llc 2425 Olympic Blvd., Suite 4050 W
Santa Monica CA 90404
No No Yes No
1519110 Usrg Holdco V, Llc 2425 Olympic Blvd., Suite 4050 W
Santa Monica CA 90404
No No Yes No
1519115 Usrg Power & Biofuels Fund Ii Gp, Llc 2425 Olympic Blvd., Suite 4050 W
Santa Monica CA 90404
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Disposition 2013-07-01 98,098 $14.31 3,671,606 No 4 S Direct
Common Stock, Par Value $0.0001 Disposition 2013-07-02 91,700 $14.41 3,579,906 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the selling party on May 30, 2013.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.835 to $14.68, inclusive.
  3. The reporting persons undertake to provide to Renewable Energy Group, Inc. (REGI), any security holder of REGI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes of this Form 4.
  4. Includes 2,160,568 shares of Common Stock and 755,519 shares of Series B Preferred Stock, which shares are convertible (assuming no accrued and unpaid dividends and no adjustments to the conversion price) into 1,511,038 shares of Common Stock.
  5. USRG Power & Biofuels Fund II, LP ("Fund II") and USRG Power & Biofuels Fund II-A, LP ("Fund II-A") are members of USRG Holdco V, LLC. USRG Power & Biofuels Fund II GP, LLC ("Fund II GP") is the general partner of Fund II and Fund II-A. USRG Management Company, LLC ("Management Company") is a manager of USRG Holdco V, LLC and and the management company for Fund II and Fund II-A. Jonathan Koch is a director of the issuer. An affiliate of Mr. Koch is a member of Fund II GP and indirectly a member of Management Company.
  6. Fund II, Fund II-A, Fund II GP, Management Company and Mr. Koch may be deemed to indirectly beneficially own the securities of the issuer owned by USRG Holdco V, LLC. Each of Fund II, Fund II-A, Fund II GP, Management Company, and Mr. Koch expressly disclaims beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes, except to the extent of any pecuniary interest therein.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.04 to $14.74, inclusive.
  8. Includes 2,068,868 shares of Common Stock and 755,519 shares of Series B Preferred Stock, which shares are convertible (assuming no accrued and unpaid dividends and no adjustments to the conversion price) into 1,511,038 shares of Common Stock.