Filing Details
- Accession Number:
- 0001513162-13-000490
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-03 13:53:16
- Reporting Period:
- 2013-07-03
- Filing Date:
- 2013-07-03
- Accepted Time:
- 2013-07-03 13:53:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949428 | Clean Diesel Technologies Inc | CDTI | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 061393453 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
941593 | E Lon Bell | C/O Clean Diesel Technologies, Inc. 4567 Telephone Road, Suite 100 Ventura CA 93003 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-03 | 80,000 | $0.00 | 80,000 | No | 4 | P | Indirect | Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2013-07-03 | 40,000 | $0.00 | 40,000 | $1.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,000 | 2013-07-03 | 2018-07-03 | No | 4 | P | Indirect |
Footnotes
- The reported securities were purchased by the reporting person in the public offering of the issuer which closed on July 3, 2013, and includes 80,000 shares of common stock at a price per share of $1.245 and warrants to purchase up to 40,000 shares of common stock at a price per warrant of $0.01 having an exercise price of $1.25 per share. Shares and warrants are held in the Bell Family Trust dated 2/2/95, as amended. Lon E. Bell is the Trustee.