Filing Details

Accession Number:
0001513162-13-000490
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-03 13:53:16
Reporting Period:
2013-07-03
Filing Date:
2013-07-03
Accepted Time:
2013-07-03 13:53:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949428 Clean Diesel Technologies Inc CDTI Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 061393453
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
941593 E Lon Bell C/O Clean Diesel Technologies, Inc.
4567 Telephone Road, Suite 100
Ventura CA 93003
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-03 80,000 $0.00 80,000 No 4 P Indirect Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2013-07-03 40,000 $0.00 40,000 $1.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2013-07-03 2018-07-03 No 4 P Indirect
Footnotes
  1. The reported securities were purchased by the reporting person in the public offering of the issuer which closed on July 3, 2013, and includes 80,000 shares of common stock at a price per share of $1.245 and warrants to purchase up to 40,000 shares of common stock at a price per warrant of $0.01 having an exercise price of $1.25 per share. Shares and warrants are held in the Bell Family Trust dated 2/2/95, as amended. Lon E. Bell is the Trustee.