Filing Details

Accession Number:
0001437749-13-008427
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-03 13:45:02
Reporting Period:
2013-07-01
Filing Date:
2013-07-03
Accepted Time:
2013-07-03 13:45:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1106851 Omnivision Technologies Inc OVTI Semiconductors & Related Devices (3674) 770401990
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528680 E. Howard Rhodes 4275 Burton Drive
Santa Clara CA 95054
Chief Technical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-01 36,167 $0.00 36,167 No 4 M Direct
Common Stock Disposition 2013-07-01 13,182 $18.47 22,985 No 4 F Direct
Common Stock Disposition 2013-07-02 17,276 $18.29 5,709 No 4 S Direct
Common Stock Disposition 2013-07-02 5,709 $18.03 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2013-07-01 10,500 $0.00 10,500 $0.00
Common Stock Restricted Stock Unit Disposition 2013-07-01 12,500 $0.00 12,500 $0.00
Common Stock Restricted Stock Unit Disposition 2013-07-01 13,167 $0.00 13,167 $0.00
Common Stock Restricted Stock Unit Acquisiton 2013-07-01 44,240 $0.00 44,240 $0.00
Common Stock Incentive Stock Option Acquisiton 2013-07-01 5,414 $0.00 5,414 $18.47
Common Stock Non-Qualified Stock Option Acquisiton 2013-07-01 47,586 $0.00 47,586 $18.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-07-01 No 4 M Direct
12,500 2012-07-01 No 4 M Direct
26,333 2013-07-01 No 4 M Direct
44,240 2014-07-01 No 4 A Direct
5,414 2014-07-01 2020-07-01 No 4 A Direct
47,586 2014-07-01 2020-07-01 No 4 A Direct
Footnotes
  1. Each restricted stock unit represents the right to receive one share of common stock of OmniVision Technologies, Inc.
  2. One-Third of the Restricted Stock Units will vest on the first anniversary of the Vesting Commencement Date, and one-third of the Restricted Stock Units will vest on each of the second and third anniversaries of the Vesting Commencement Date, provided, however, that in each case Participant remains a Service Provider through each vesting date.
  3. 1/4th of the shares underlying the options become vested and exercisable one year from the date of grant and 1/48th of the shares underlying the options underlying the options become exercisable each month thereafter.
  4. This transaction was executed in multiple trades at prices ranging from $18.15 to $18.435; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  5. This transaction was executed in multiple trades at prices ranging from $18.00 to $18.075; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.