Filing Details
- Accession Number:
- 0001437749-13-008420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-03 12:47:20
- Reporting Period:
- 2013-07-01
- Filing Date:
- 2013-07-03
- Accepted Time:
- 2013-07-03 12:47:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1106851 | Omnivision Technologies Inc | OVTI | Semiconductors & Related Devices (3674) | 770401990 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1471351 | Hongli Yang | 4275 Burton Drive Santa Clara CA 95054 | Chief Operating Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-01 | 36,167 | $0.00 | 81,129 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-01 | 13,589 | $18.47 | 67,540 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-07-02 | 10,560 | $18.30 | 56,980 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2013-07-01 | 10,500 | $0.00 | 10,500 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2013-07-01 | 12,500 | $0.00 | 12,500 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2013-07-01 | 13,167 | $0.00 | 13,167 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2013-07-01 | 44,240 | $0.00 | 44,240 | $0.00 |
Common Stock | Incentive Stock Option | Acquisiton | 2013-07-01 | 5,414 | $0.00 | 5,414 | $18.47 |
Common Stock | Non-Qualified Stock Option | Acquisiton | 2013-07-01 | 47,586 | $0.00 | 47,586 | $18.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-07-01 | No | 4 | M | Direct | |
12,500 | 2012-07-01 | No | 4 | M | Direct | |
26,333 | 2013-07-01 | No | 4 | M | Direct | |
44,240 | 2014-07-01 | No | 4 | A | Direct | |
5,414 | 2014-07-01 | 2020-07-01 | No | 4 | A | Direct |
47,586 | 2014-07-01 | 2020-07-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 43,600 | Indirect | By Family Trust |
Common Stock | 3,000 | Indirect | By sister |
Common Stock | 3,000 | Indirect | By Father-in-law |
Footnotes
- Each restricted stock unit represents the right to receive one share of common stock of OmniVision Technologies, Inc.
- One-Third of the Restricted Stock Units will vest on the first anniversary of the Vesting Commencement Date, and one-third of the Restricted Stock Units will vest on each of the second and third anniversaries of the Vesting Commencement Date, provided, however, that in each case Participant remains a Service Provider through each vesting date.
- 1/4th of the shares underlying the options become vested and exercisable one year from the date of grant and 1/48th of the shares underlying the options underlying the options become exercisable each month thereafter.