Filing Details
- Accession Number:
- 0001181431-13-038131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-02 17:24:38
- Reporting Period:
- 2013-06-28
- Filing Date:
- 2013-07-02
- Accepted Time:
- 2013-07-02 17:24:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1083712 | Mediabistro Inc. | MBIS | Services-Business Services, Nec (7389) | 061542480 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
938640 | M Alan Meckler | 50 Washington Street Norwalk CT 06854 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-28 | 20,090 | $1.47 | 1,721,058 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-07-01 | 10,000 | $1.60 | 1,731,058 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 401,194 | Indirect | By Spouse |
Common Stock | 35,050 | Indirect | Herman Meckler Family Trust #1 |
Common Stock | 9,871 | Indirect | Herman Meckler Family Trust #2 |
Common Stock | 75,176 | Indirect | The Meckler Foundation |
Common Stock | 49,493 | Indirect | Alan M. Meckler 2010 Grantor Retained Annuity Trust |
Common Stock | 5,422 | Indirect | The Alan M. Meckler 2011 Grantor Retained Annuity Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $3.36 | 2014-03-04 | 25,000 | 25,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $5.39 | 2014-12-09 | 42,858 | 42,858 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $5.60 | 2020-09-27 | 42,858 | 42,858 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $6.44 | 2021-09-08 | 21,429 | 21,429 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $4.55 | 2021-11-14 | 142,858 | 142,858 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $3.71 | 2021-12-12 | 21,429 | 21,429 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $2.29 | 2022-12-04 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-03-04 | 25,000 | 25,000 | Direct |
2014-12-09 | 42,858 | 42,858 | Direct |
2020-09-27 | 42,858 | 42,858 | Direct |
2021-09-08 | 21,429 | 21,429 | Direct |
2021-11-14 | 142,858 | 142,858 | Direct |
2021-12-12 | 21,429 | 21,429 | Direct |
2022-12-04 | 10,000 | 10,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.57, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- Mr. Meckler indirectly owns 576,206 shares: 49,493 are held in the Alan M. Meckler 2010 Grantor Retained Annuity Trust, 5,422 shares are held in The Alan M. Meckler 2011 Grantor Retained Annuity Trust, 37,000 shares donated by Mr. Meckler to the Meckler Foundation, a non-profit charitable foundation founded by Mr. Meckler and for which he acts as a trustee, 38,176 shares purchased by the Meckler Foundation, 401,194 shares purchased by Mr. Meckler's wife and 44,921 shares held in trust for the benefit of Mr. Meckler's mother. Mr. Meckler exercises shared voting and investment control over all of these shares except the shares held by the 2010 and 2011 Grantor Retained Annuity Trusts, over which Mr. Meckler exercises investment control but not voting control.
- Option is 100% vested.
- Option vests 33.33% ratably over a three-year period on 09/27/2011, 09/27/2012 and 09/27/2013.
- Option vests 33.33% ratably over a three-year period on 09/08/2012, 09/08/2013 and 09/08/2014.
- Option vests 33.33% ratably over a three-year period on 12/12/2012, 12/12/2013 and 12/12/2014.
- Option vests 33.33% ratably over a three-year period on 12/05/2013, 12/05/2014 and 12/05/2015.