Filing Details

Accession Number:
0001209191-13-034986
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-02 17:08:01
Reporting Period:
2013-07-02
Filing Date:
2013-07-02
Accepted Time:
2013-07-02 17:08:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509190 Aratana Therapeutics Inc. PETX Pharmaceutical Preparations (2834) 383826477
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1379218 John Vort Vander C/O Mpm Asset Management
200 Clarendon Street, 54Th Floor
Boston MA 02116
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-02 2,406,739 $0.00 2,823,173 No 4 C Indirect See Footnote
Common Stock Acquisiton 2013-07-02 802,246 $0.00 3,625,419 No 4 C Indirect See Footnote
Common Stock Acquisiton 2013-07-02 225,631 $0.00 3,851,050 No 4 C Indirect See Footnote
Common Stock Acquisiton 2013-07-02 500,000 $6.00 4,351,050 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2013-07-02 4,000,000 $0.00 2,406,739 $0.00
Common Stock Series B Preferred Stock Disposition 2013-07-02 1,333,333 $0.00 802,246 $0.00
Common Stock Series C Preferred Stock Disposition 2013-07-02 375,000 $0.00 225,631 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The shares are held as follows: 2,316,738 by MPM BioVentures V, L.P. ("BV V") and 90,001 by MPM Asset Management Investors BV5 LLC ("AM BV5"). MPM BioVentures V GP LLC and MPM BioVentures V LLC ("BV LLC") are the direct and indirect general partners of BV V and BV LLC is the manager of AM BV5. The Reporting Person is a member of BV LLC. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  2. Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into 0.6016847 of a share of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. The shares had no expiration date.
  3. Immediately prior to the closing of the Issuer's initial public offering, the Issuer issued shares of its Common Stock to the holders of its Series A, B and C Preferred Stock in satisfaction of accumulated and unpaid dividends. Includes the following shares: 226,794 by BV V and 9,135 by AM BV5.
  4. The shares are held as follows: 2,717,287 by BV V and 105,886 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  5. The shares are held as follows: 772,246 by BV V and 30,000 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  6. The shares are held as follows: 3,489,533 by BV V and 135,886 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  7. The shares are held as follows: 217,194 by BV V and 8,437 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  8. The shares are held as follows: 3,706,727 by BV V and 144,323 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  9. The shares were purchased as follows: 481,302 by BV V and 18,698 by AM BV5.
  10. The shares are held as follows: 4,188,029 by BV V and 163,021 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  11. The shares of Series A Preferred Stock were held as follows: 3,850,418 by BV V and 149,582 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  12. Immediately.
  13. Not applicable.
  14. The shares of Series B Preferred Stock were held as follows: 1,283,473 by BV V and 49,860 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  15. The shares of Series C Preferred Stock were held as follows: 360,977 by BV V and 14,023 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.