Filing Details
- Accession Number:
- 0001209191-13-034986
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-02 17:08:01
- Reporting Period:
- 2013-07-02
- Filing Date:
- 2013-07-02
- Accepted Time:
- 2013-07-02 17:08:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1509190 | Aratana Therapeutics Inc. | PETX | Pharmaceutical Preparations (2834) | 383826477 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1379218 | John Vort Vander | C/O Mpm Asset Management 200 Clarendon Street, 54Th Floor Boston MA 02116 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-02 | 2,406,739 | $0.00 | 2,823,173 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-02 | 802,246 | $0.00 | 3,625,419 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-02 | 225,631 | $0.00 | 3,851,050 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-02 | 500,000 | $6.00 | 4,351,050 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2013-07-02 | 4,000,000 | $0.00 | 2,406,739 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2013-07-02 | 1,333,333 | $0.00 | 802,246 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2013-07-02 | 375,000 | $0.00 | 225,631 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The shares are held as follows: 2,316,738 by MPM BioVentures V, L.P. ("BV V") and 90,001 by MPM Asset Management Investors BV5 LLC ("AM BV5"). MPM BioVentures V GP LLC and MPM BioVentures V LLC ("BV LLC") are the direct and indirect general partners of BV V and BV LLC is the manager of AM BV5. The Reporting Person is a member of BV LLC. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into 0.6016847 of a share of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. The shares had no expiration date.
- Immediately prior to the closing of the Issuer's initial public offering, the Issuer issued shares of its Common Stock to the holders of its Series A, B and C Preferred Stock in satisfaction of accumulated and unpaid dividends. Includes the following shares: 226,794 by BV V and 9,135 by AM BV5.
- The shares are held as follows: 2,717,287 by BV V and 105,886 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- The shares are held as follows: 772,246 by BV V and 30,000 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- The shares are held as follows: 3,489,533 by BV V and 135,886 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- The shares are held as follows: 217,194 by BV V and 8,437 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- The shares are held as follows: 3,706,727 by BV V and 144,323 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- The shares were purchased as follows: 481,302 by BV V and 18,698 by AM BV5.
- The shares are held as follows: 4,188,029 by BV V and 163,021 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- The shares of Series A Preferred Stock were held as follows: 3,850,418 by BV V and 149,582 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- Immediately.
- Not applicable.
- The shares of Series B Preferred Stock were held as follows: 1,283,473 by BV V and 49,860 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- The shares of Series C Preferred Stock were held as follows: 360,977 by BV V and 14,023 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.